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Schwab U.S Small- Cap ETF

157 hedge funds and large institutions have $333M invested in Schwab U.S Small- Cap ETF in 2014 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 69 increasing their positions, 50 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 16

38% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 50

5% more funds holding

Funds holding: 150157 (+7)

11.49% less ownership

Funds ownership: 76.45%64.96% (-11%)

16% less capital invested

Capital invested by funds: $399M → $333M (-$65.5M)

24% less funds holding in top 10

Funds holding in top 10: 1713 (-4)

Holders
157
Holders Change
+7
Holders Change %
+4.67%
% of All Funds
4.51%
Holding in Top 10
13
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-23.53%
% of All Funds
0.37%
New
23
Increased
69
Reduced
50
Closed
16
Calls
$1.38M
Puts
Net Calls
+$1.38M
Net Calls Change
+$1.92M
Name Holding Trade Value Shares
Change
Change in
Stake
LYV
101
Live Your Vision
Pennsylvania
$256K +$25.7K +1,952 +12%
PAG
102
Pinnacle Advisory Group
Maryland
$255K +$246K +18,660 New
HFS
103
HL Financial Services
Kentucky
$243K -$26.4K -2,000 -10%
Commonwealth Equity Services
104
Commonwealth Equity Services
Massachusetts
$240K -$3.93M -297,668 -94%
RPGK
105
Retirement Planning Group (Kansas)
Kansas
$232K +$15.8K +1,196 +8%
BPM
106
Bowling Portfolio Management
Ohio
$231K +$223K +16,876 New
MCC
107
Mid Continent Capital
Illinois
$227K -$65.9K -5,000 -23%
RH
108
Rayner & Haynor
California
$220K +$1.05K +80 +0.5%
BAM
109
Barrett Asset Management
New York
$218K
KFS
110
KMS Financial Services
Washington
$218K +$210K +15,928 New
BCMO
111
Buckingham Capital Management (Ohio)
Ohio
$214K +$527 +40 +0.3%
FAAS
112
First Allied Advisory Services
California
$206K -$539K -40,848 -73%
KCPG
113
Kavar Capital Partners Group
Kansas
$204K -$46.9K -3,560 -19%
PWM
114
Perigon Wealth Management
California
$204K +$196K +14,856 New
GCA
115
Greenwood Capital Associates
South Carolina
$202K +$195K +14,756 New
CAM
116
Cubic Asset Management
Massachusetts
$200K +$193K +14,600 New
WF
117
WealthTrust Fairport
Ohio
$186K +$179K +13,560 New
TIM
118
Tortoise Investment Management
New York
$180K -$21.6K -1,640 -11%
AIG
119
American International Group
New York
$166K +$13.6K +1,032 +9%
CDIA
120
Capital Directions Investment Advisors
Georgia
$110K
FNBT
121
FineMark National Bank & Trust
Florida
$105K +$369 +28 +0.4%
LWM
122
LBA Wealth Management
Florida
$104K
Chevy Chase Trust
123
Chevy Chase Trust
Maryland
$104K +$100K +7,612 New
S
124
SignatureFD
Georgia
$70K -$633 -48 -0.9%
Creative Planning
125
Creative Planning
Kansas
$58K +$39.7K +3,012 +251%

SCHA Hedge Fund Activity: Q2 2014 in Review

157 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2014, worth a combined $333M — down 16% from $399M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SCHA positions and 16 closed out — a net gain of 7 holders — while 69 added to existing stakes and 50 trimmed.

The largest buyer was Ameriprise, adding an estimated $4.92M. The largest seller was Spectrum Management Group, cutting an estimated $22.9M.

  • 157 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2014, up from 150 in Q1 2014.
  • Funds reported $333M of Schwab U.S Small- Cap ETF stock for Q2 2014, down 16% quarter-over-quarter.
  • 23 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2014 and 16 closed out, a net change of +7 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2014 was Ameriprise, an estimated $4.92M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2014 was Spectrum Management Group, an estimated $22.9M sold.

Based on aggregated 13F filings for Q2 2014.