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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

136 hedge funds and large institutions have $376M invested in Schwab U.S Small- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
+31
Holders Change %
+29.52%
% of All Funds
3.95%
Holding in Top 10
14
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+55.56%
% of All Funds
0.41%
New
35
Increased
49
Reduced
35
Closed
4
Calls
$693K
Puts
$1.68M
Net Calls
-$982K
Net Calls Change
-$327K

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$9.49M
2
BIT
2
BlackRock Institutional Trust
California
$3.52M
3
Charles Schwab
3
Charles Schwab
California
$10.7M
4
WCWM
4
Wooster Corthell Wealth Management
Connecticut
$19.3M
5
HIC
5
Hartline Investment Corp
Illinois
$2.92M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.18M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.73M
3
PMG
3
ProVise Management Group
Florida
$6.53M
4
FAAS
4
First Allied Advisory Services
California
$875K
5
PFG
5
Piershale Financial Group
Illinois
$3.76M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
51
Wells Fargo
California
$1.03M +$989K +75,368 +2,431%
GAM
52
Garrison Asset Management
Arkansas
$986K -$14.9K -1,136 -1%
VFS
53
VSR Financial Services
Kansas
$955K +$684K +52,124 +253%
SAM
54
Summit Asset Management
Tennessee
$878K +$8.45K +644 +1%
FAAS
55
First Allied Advisory Services
California
$875K -$1.44M -109,652 -62%
DG
56
Davidson & Garrard
Virginia
$856K +$31.8K +2,420 +4%
CMP
57
Courage Miller Partners
Virginia
$808K +$93.1K +7,096 +13%
BBA
58
BLB&B Advisors
Pennsylvania
$792K – – –
CCM
59
Condor Capital Management
New Jersey
$790K +$24.3K +1,848 +3%
Morgan Stanley
60
Morgan Stanley
New York
$777K +$526K +40,048 +209%
LYV
61
Live Your Vision
Pennsylvania
$732K +$23.8K +1,816 +3%
Northern Trust
62
Northern Trust
Illinois
$701K +$134K +10,200 +24%
PR
63
Payden & Rygel
California
$651K +$651K +49,600 New
IFS
64
Ifrah Financial Services
Arkansas
$628K -$2.31K -176 -0.4%
EHPM
65
Emery Howard Portfolio Management
California
$622K -$15.7K -1,200 -2%
BRWA
66
B. Riley Wealth Advisors
Florida
$598K -$4.72K -360 -0.8%
AA
67
Alesco Advisors
New York
$512K +$47.1K +3,584 +10%
CIC
68
Carnegie Investment Counsel
Ohio
$510K -$78.5K -5,980 -13%
BCI
69
Brinker Capital Investments
Pennsylvania
$498K +$30.3K +2,304 +6%
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$478K -$35K -2,672 -7%
Ameriprise
71
Ameriprise
Minnesota
$475K -$12.9K -984 -3%
PAM
72
Premier Asset Management
Illinois
$474K +$102K +7,800 +28%
DWM
73
Destination Wealth Management
California
$446K -$11.1K -848 -2%
TCM
74
Twele Capital Management
Minnesota
$436K +$436K +33,200 New
BJ
75
Brouwer & Janachowski
California
$424K +$424K +32,276 New
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3
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