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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

136 hedge funds and large institutions have $376M invested in Schwab U.S Small- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
+31
Holders Change %
+29.52%
% of All Funds
3.95%
Holding in Top 10
14
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+55.56%
% of All Funds
0.41%
New
35
Increased
49
Reduced
35
Closed
4
Calls
$693K
Puts
$1.68M
Net Calls
-$982K
Net Calls Change
-$327K

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$9.49M
2
BIT
2
BlackRock Institutional Trust
California
$3.52M
3
Charles Schwab
3
Charles Schwab
California
$10.7M
4
WCWM
4
Wooster Corthell Wealth Management
Connecticut
$19.3M
5
HIC
5
Hartline Investment Corp
Illinois
$2.92M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.18M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.73M
3
PMG
3
ProVise Management Group
Florida
$6.53M
4
FAAS
4
First Allied Advisory Services
California
$875K
5
PFG
5
Piershale Financial Group
Illinois
$3.76M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
26
SVA Wealth Management
Wisconsin
$3.1M +$3.1M +236,280 New
MAS
27
Madden Advisory Services
Florida
$2.98M +$1.72M +131,380 +138%
HIC
28
Hartline Investment Corp
Illinois
$2.92M +$1.77M +134,704 +153%
AI
29
Atria Investments
North Carolina
$2.8M +$200K +15,216 +8%
CCM
30
CWH Capital Management
Washington
$2.56M +$2.56M +195,324 New
TCM
31
Tradewinds Capital Management
Washington
$2.41M +$2.41M +183,592 New
NPC
32
National Planning Corporation
California
$2.37M +$121K +9,216 +5%
PFM
33
Parsec Financial Management
North Carolina
$2.34M +$88.9K +6,776 +4%
CFA
34
Cahill Financial Advisors
Minnesota
$2.29M +$2.29M +174,032 New
GA
35
Gateway Advisory
New Jersey
$2.24M +$4.67K +356 +0.2%
U
36
UBS
Switzerland
$2.13M +$1.59M +121,108 +294%
BSB
37
Bangor Savings Bank
Maine
$2.12M +$126K +9,624 +6%
CCA
38
Cobblestone Capital Advisors
New York
$2.09M +$142K +10,820 +7%
SIC
39
Salem Investment Counselors
North Carolina
$1.62M +$104K +7,920 +7%
WSTAM
40
Wilbanks Smith & Thomas Asset Management
Virginia
$1.41M -$141K -10,740 -9%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$1.37M +$825K +62,840 +152%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$1.35M +$272K +20,752 +25%
ECML
43
Eagle Capital Management (Louisiana)
Louisiana
$1.33M +$1.33M +100,948 New
Bank of America
44
Bank of America
North Carolina
$1.32M +$642K +48,872 +94%
FF
45
Friedenthal Financial
New Jersey
$1.32M +$1.32M +100,740 New
Goldman Sachs
46
Goldman Sachs
New York
$1.18M -$5.54M -422,068 -82%
LPL Financial
47
LPL Financial
California
$1.15M +$121K +9,224 +12%
SA
48
Strategic Advisors
New York
$1.11M +$85.5K +6,512 +8%
HCM
49
Hengehold Capital Management
Ohio
$1.08M -$80.9K -6,168 -7%
PA
50
Planning Alternatives
Michigan
$1.05M -$89.9K -7,008 -8%
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