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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
WF
301
WealthTrust Fairport
Ohio
$583K +$67.4K +3,532 +13%
DSC
302
Duncker Streett & Co
Missouri
$582K +$268K +14,076 +85%
AIA
303
Armor Investment Advisors
North Carolina
$578K +$24K +1,260 +4%
H
304
HoyleCohen
California
$574K +$17.1K +896 +3%
SG
305
StoneX Group
New York
$570K +$11.9K +624 +2%
BMM
306
Buffington Mohr McNeal
Idaho
$567K -$7.09K -372 -1%
SFSG
307
Stearns Financial Services Group
North Carolina
$564K -$31.1K -1,632 -5%
PFBT
308
Parkside Financial Bank & Trust
Missouri
$563K +$531K +27,844 +1,600%
F
309
F3Logic
Minnesota
$560K -$205K -10,768 -27%
BA
310
Bristlecone Advisors
Washington
$550K
AIM
311
Avity Investment Management
Connecticut
$548K -$68.6K -3,600 -11%
SIC
312
Sigma Investment Counselors
Michigan
$533K +$28.7K +1,504 +6%
S
313
SignatureFD
Georgia
$531K +$201K +10,516 +61%
RFA
314
Reilly Financial Advisors
California
$525K +$458K +24,024 +676%
REMPR
315
Roof Eidam Maycock Peralta (REMP)
California
$523K
PAM
316
Peak Asset Management
Colorado
$521K +$71.9K +3,772 +16%
PAM
317
Pegasus Asset Management
New York
$516K +$6.71K +352 +1%
IA
318
IndexIQ Advisors
New York
$512K +$512K +26,864 New
LNB
319
Ledyard National Bank
$489K
NIM
320
Nicollet Investment Management
Minnesota
$488K +$65.8K +3,452 +16%
PWM
321
Perigon Wealth Management
California
$486K -$41K -2,152 -8%
BAM
322
Barrett Asset Management
New York
$479K +$13.3K +700 +3%
DAS
323
Dynamic Advisor Solutions
Arizona
$474K -$299K -15,672 -39%
BPM
324
Bowling Portfolio Management
Ohio
$467K -$95.8K -5,024 -17%
SDWMA
325
Schneider Downs Wealth Management Advisors
Pennsylvania
$461K +$27.2K +1,428 +6%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.