IndexIQ Advisors’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

IndexIQ Advisors’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-67,348	Closed	-$868K	–	1075
2020 Q1	$868K	Sell	67,348 -27,968	-29%	-$475K	0.04%	206
2019 Q4	$1.8M	Buy	95,316 +28,848	+43%	+$522K	0.06%	170
2019 Q3	$1.16M	Buy	66,468 +7,940	+14%	+$140K	0.04%	292
2019 Q2	$1.05M	Sell	58,528 -14,180	-20%	-$251K	0.03%	400
2019 Q1	$1.27M	Buy	72,708 +37,172	+105%	+$636K	0.04%	393
2018 Q4	$539K	Buy	35,536 +8,672	+32%	+$147K	0.02%	472
2018 Q3	$512K	Buy	+26,864	New	+$512K	0.02%	487

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

FMT

First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

IndexIQ Advisors's SCHA Position: Q2 2020 in Review

IndexIQ Advisors sold out of Schwab U.S Small- Cap ETF (SCHA) in Q2 2020, closing a stake of 67,348 shares — an estimated $868K sold.

IndexIQ Advisors first reported a position in SCHA in Q3 2018 and held it in 7 quarters. The position peaked at $1.8M in Q4 2019. 633 funds tracked by Wall St. Rank hold SCHA as of Q2 2020.

IndexIQ Advisors reported no remaining Schwab U.S Small- Cap ETF position as of Q2 2020 after selling out during the quarter.
IndexIQ Advisors sold 67,348 Schwab U.S Small- Cap ETF shares in Q2 2020, an estimated $868K.
IndexIQ Advisors first reported a position in Schwab U.S Small- Cap ETF in Q3 2018 and held it in 7 quarters.
IndexIQ Advisors's Schwab U.S Small- Cap ETF position peaked at $1.8M in Q4 2019.
633 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q2 2020.

Based on IndexIQ Advisors's 13F filing for Q2 2020, filed 7 Aug 2020.