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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

239 hedge funds and large institutions have $1B invested in Schwab U.S Small- Cap ETF in 2016 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 117 increasing their positions, 77 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
239
Holders Change
+3
Holders Change %
+1.27%
% of All Funds
6.39%
Holding in Top 10
29
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+11.54%
% of All Funds
0.77%
New
20
Increased
117
Reduced
77
Closed
15
Calls
$681K
Puts
$454K
Net Calls
+$227K
Net Calls Change
+$53K

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
$354M
2
SHJ
Sharkey, Howes & Javer
Colorado
$14.8M
3
UBS Group
UBS Group
Switzerland
$54.4M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.32M
5
PFG
Piershale Financial Group
Illinois
$4.02M

Top Sellers

1
WCWM
Wooster Corthell Wealth Management
Connecticut
$5.78M
2
Allianz Asset Management
Allianz Asset Management
Germany
$0
3
LPL Financial
LPL Financial
California
$3.38M
4
CCM
CWH Capital Management
Washington
$6.89M
5
VFS
VSR Financial Services
Kansas
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
226
Evercore Wealth Management
New York
$12K – – –
WA
227
Winfield Associates
Ohio
$11K +$11K +800 New
TSW
228
Thompson Siegel & Walmsley
Virginia
$10K – – –
SIM
229
Sonora Investment Management
Arizona
$9.24K +$7.89K +584 +584%
TCM
230
TD Capital Management
Tennessee
$9K – – –
VIA
231
Vantage Investment Advisors
Pennsylvania
$7K – – –
HCM
232
Horrell Capital Management
Arkansas
$6K – – –
SSB
233
Sandy Spring Bank
Maryland
$5K -$7.35K -576 -60%
CAPTRUST Financial Advisors
234
CAPTRUST Financial Advisors
North Carolina
$4K -$17.2K -1,240 -81%
JPMorgan Chase & Co
235
JPMorgan Chase & Co
New York
$4K +$4K +268 New
WP
236
WealthPLAN Partners
Nebraska
$1.84K +$1.84K +272 New
DADC
237
D.A. Davidson & Co
Montana
$1K +$1K +128 New
Allianz Asset Management
238
Allianz Asset Management
Germany
– -$6.99M -537,544 Closed
BW
239
Bison Wealth
Georgia
– -$1.12M -85,672 Closed
AIG
240
American International Group
New York
– -$442K -33,936 Closed
PA
241
Paracle Advisors
Washington
– -$408K -31,388 Closed
Citadel Advisors
242
Citadel Advisors
Florida
– -$401K -30,788 Closed
JFG
243
JMG Financial Group
Illinois
– -$349K -26,788 Closed
TSWM
244
Triangle Securities Wealth Management
North Carolina
– -$262K -20,152 Closed
FAAS
245
First Allied Advisory Services
California
– -$249K -19,112 Closed
WJA
246
Williams Jones & Associates
New York
– -$216K -16,576 Closed
BPB
247
Badgley, Phelps & Bell
Washington
– -$210K -16,128 Closed
SA
248
Strategic Advisors
New York
– -$210K -16,124 Closed
WTB
249
Washington Trust Bank
Washington
– -$73K -5,600 Closed
Citigroup
250
Citigroup
New York
– -$16K -1,200 Closed
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