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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

55 hedge funds and large institutions have $115M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 8 closing their positions.

Holders
55
Holders Change
-4
Holders Change %
-6.78%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
21
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$1.87M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.92M
3
Invesco
3
Invesco
Georgia
$8.69M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.09M
5
AAM
5
Advisors Asset Management
Colorado
$12.8M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$0
2
DA
2
Doliver Advisors
Texas
$0
3
VKH
3
Virtu KCG Holdings
New York
$0
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$17M
Name Market Value Shares Shares
Change 		Shares
Change %
GEM
26
Global Endowment Management
North Carolina
$378K 20,000 – –
MFS
27
MSI Financial Services
Massachusetts
$374K 19,765 -6,484 -25%
CRC
28
Curi RMB Capital
Illinois
$361K 19,065 +19,065 New
Bank of New York Mellon
29
Bank of New York Mellon
New York
$270K 14,270 -5,259 -27%
CAN
30
Cetera Advisor Networks
California
$229K 12,096 +12,096 New
AIA
31
Allegis Investment Advisors
Idaho
$227K 12,002 +12,002 New
NPC
32
National Planning Corporation
California
$196K 10,834 +20 +0.2%
ANBT
33
American National Bank & Trust
Texas
$189K 10,000 – –
LAM
34
Lebenthal Asset Management
New York
$158K 8,325 +8,325 New
AWMS
35
Advocacy Wealth Management Services
Georgia
$149K 7,895 -8,174 -51%
AG
36
Advisor Group
Arizona
$106K 5,632 +805 +17%
GWM
37
Geneos Wealth Management
Colorado
$93K 4,933 -250 -5%
IA
38
IFP Advisors
Florida
$82K 4,360 – –
Citigroup
39
Citigroup
New York
$74K 3,920 -251 -6%
Creative Planning
40
Creative Planning
Kansas
$73K 3,855 – –
AF
41
Allworth Financial
California
$68K 3,591 – –
SEI Investments
42
SEI Investments
Pennsylvania
$62K 3,289 +1,789 +119%
EWM
43
Evercore Wealth Management
New York
$47K 2,500 +2,000 +400%
NFG
44
Next Financial Group
Texas
$43K 2,293 +1,193 +108%
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$28K 1,462 -2,083 -59%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$27K 1,445 – –
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$27K 1,401 +27 +2%
CPIG
48
Chicago Partners Investment Group
Illinois
$19K 1,000 – –
BWP
49
Baldwin Wealth Partners
Massachusetts
$14K 750 – –
HNB
50
Huntington National Bank
Ohio
$13K 702 – –
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