Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
26 hedge funds and large institutions have $42.7M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 3 closing their positions.
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
13% more capital invested
Capital invested by funds: $37.7M → $42.7M (+$5.04M)
11% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 9
4% more funds holding
Funds holding: 25 → 26 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BNP Paribas Financial Markets
Paris,
France
|
+$930K |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$507K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$405K |
| 4 |
SG Americas Securities
New York
|
+$405K |
| 5 |
U
UBS
Zurich,
Switzerland
|
+$400K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$1.74M |
| 2 |
GW
GW & Wade
Wellesley,
Massachusetts
|
-$275K |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$220K |
| 4 |
Morgan Stanley
New York
|
-$216K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
-$171K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $4K | -$1.71K | -100 | -33% |
|
|
RJFSA
27
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$220K | -13,680 | Closed |
|
28
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$71K | -4,442 | Closed |
|
|
RIA
29
Regal Investment Advisors
Kentwood,
Michigan
| – | -$22K | -1,330 | Closed |
|
QQQX Hedge Fund Activity: Q4 2013 in Review
26 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2013, worth a combined $42.7M — up 13% from $37.7M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new QQQX positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 9 trimmed.
The largest buyer was BNP Paribas Financial Markets, opening a new position worth an estimated $930K. The largest seller was Advisors Asset Management, cutting an estimated $1.74M.
- 26 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2013, up from 25 in Q3 2013.
- Funds reported $42.7M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2013, up 13% quarter-over-quarter.
- 5 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2013 and 3 closed out, a net change of +2 holders.
- The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2013 was BNP Paribas Financial Markets, an estimated $930K added.
- The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2013 was Advisors Asset Management, an estimated $1.74M sold.
Based on aggregated 13F filings for Q4 2013.