Regal Investment Advisors’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-1,330	Closed	-$22K	–	932
2013 Q3	$22K	Hold	1,330	–	–	0.01%	456
2013 Q2	$21K	Buy	+1,330	New	+$21K	0.01%	453