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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
SB
76
Suntrust Banks
Georgia
$1.18M +$857K +80,791 +264%
Royal Bank of Canada
77
Royal Bank of Canada
Ontario, Canada
$1.16M +$124K +11,668 +12%
EM
78
EnTrustPermal Management
New York
$1.16M +$68K +6,392 +6%
DC
79
Davenport & Co
Virginia
$1.16M +$31.3K +2,950 +3%
MBT
80
Montecito Bank & Trust
California
$1.14M +$1.14M +107,646 New
LTFS
81
Ladenburg Thalmann Financial Services
Florida
$1.11M +$231K +21,771 +26%
Jane Street
82
Jane Street
New York
$1.1M +$1.1M +103,306 New
CEP
83
Chicago Equity Partners
Illinois
$1.08M +$115K +10,820 +12%
FAAS
84
First Allied Advisory Services
California
$1.07M +$323K +30,381 +43%
CAN
85
Cetera Advisor Networks
California
$1.06M +$22.5K +2,110 +2%
Wellington Management Group
86
Wellington Management Group
Massachusetts
$1.05M +$1.05M +98,400 New
LCM
87
Logan Capital Management
Pennsylvania
$1.04M – – –
NPC
88
National Planning Corporation
California
$1M +$54.1K +5,090 +6%
ANI
89
American National Insurance
Texas
$997K – – –
SGCA
90
Steel Grove Capital Advisors
Tennessee
$985K +$985K +92,668 New
RPA
91
Rock Point Advisors
Vermont
$981K +$173K +16,300 +21%
Envestnet Asset Management
92
Envestnet Asset Management
Illinois
$979K +$782K +73,661 +398%
UCFA
93
United Capital Financial Advisors
Texas
$973K +$780K +73,418 +405%
TRSOTSOK
94
Teachers Retirement System of the State of Kentucky
Kentucky
$970K -$350K -32,900 -26%
MCM
95
McKinley Capital Management
Alaska
$949K -$307K -28,844 -24%
BP
96
Banyan Partners
Florida
$940K +$940K +88,500 New
Allianz Asset Management
97
Allianz Asset Management
Germany
$920K +$8.56K +805 +0.9%
Creative Planning
98
Creative Planning
Kansas
$919K +$154K +14,539 +20%
DnB Asset Management
99
DnB Asset Management
Norway
$912K +$912K +85,800 New
AA
100
Ancora Advisors
Ohio
$861K +$181K +17,000 +27%
2 3
4
5 6