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Ladenburg Thalmann Financial Services’s Prospect Capital PSEC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$2.35M Buy
364,103
+10,390
+3% +$67.7K 0.01% 785
2019
Q3 		$2.33M Buy
353,713
+21,537
+6% +$142K 0.02% 747
2019
Q2 		$2.17M Buy
332,176
+23,894
+8% +$158K 0.02% 766
2019
Q1 		$2.01M Buy
308,282
+942
+0.3% +$6.27K 0.02% 768
2018
Q4 		$1.94M Sell
307,340
-18,759
-6% -$127K 0.02% 677
2018
Q3 		$2.39M Sell
326,099
-35,604
-10% -$252K 0.02% 647
2018
Q2 		$2.37M Hold
361,703
– – 0.02% 630
2018
Q1 		$2.37M Sell
361,703
-35,887
-9% -$240K 0.02% 630
2017
Q4 		$2.68M Sell
397,590
-150,481
-27% -$981K 0.03% 557
2017
Q3 		$3.69M Buy
548,071
+139,793
+34% +$1.05M 0.04% 399
2017
Q2 		$3.31M Buy
408,278
+99,584
+32% +$854K 0.04% 406
2017
Q1 		$2.79M Buy
308,694
+15,850
+5% +$142K 0.04% 440
2016
Q4 		$2.44M Buy
292,844
+19,027
+7% +$153K 0.03% 446
2016
Q3 		$2.22M Sell
273,817
-115,584
-30% -$954K 0.03% 458
2016
Q2 		$3.04M Buy
389,401
+30,535
+9% +$230K 0.05% 338
2016
Q1 		$2.61M Buy
358,866
+72,604
+25% +$482K 0.05% 355
2015
Q4 		$2M Buy
286,262
+50,983
+22% +$370K 0.04% 414
2015
Q3 		$1.68M Sell
235,279
-65,629
-22% -$489K 0.03% 443
2015
Q2 		$2.22M Buy
300,908
+65,539
+28% +$526K 0.04% 399
2015
Q1 		$1.99M Buy
235,369
+72,403
+44% +$618K 0.04% 431
2014
Q4 		$1.35M Buy
162,966
+48,621
+43% +$448K 0.03% 482
2014
Q3 		$1.13M Buy
114,345
+10,123
+10% +$107K 0.03% 461
2014
Q2 		$1.11M Buy
104,222
+21,771
+26% +$226K 0.03% 472
2014
Q1 		$890K Sell
82,451
-18,183
-18% -$201K 0.03% 496
2013
Q4 		$1.13M Buy
100,634
+2,204
+2% +$24.8K 0.03% 405
2013
Q3 		$1.1M Buy
98,430
+2,277
+2% +$25.3K 0.04% 378
2013
Q2 		$1.04M Buy
+96,153
New +$1.03M 0.04% 385

Other funds holding PSEC

LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PSEC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Prospect Capital (PSEC) stake by 2.9% in Q4 2019, buying an estimated $67.7K and bringing the position to 364,103 shares worth $2.35M. The position accounts for 0.01% of the portfolio, ranked #785.

Ladenburg Thalmann Financial Services first reported a position in PSEC in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.69M in Q3 2017. 221 funds tracked by Wall St. Rank hold PSEC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 364,103 shares of Prospect Capital worth $2.35M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 10,390 Prospect Capital shares in Q4 2019, an estimated $67.7K.
  • Prospect Capital made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #785 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Prospect Capital in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Prospect Capital position peaked at $3.69M in Q3 2017.
  • 221 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.