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Rock Point Advisors’s Prospect Capital PSEC Stock Holding History

Rock Point Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-28,305
Closed -$229K – 86
2016
Q3 		$229K Sell
28,305
-935
-3% -$7.72K 0.12% 69
2016
Q2 		$229K Hold
29,240
– – 0.12% 69
2016
Q1 		$213K Sell
29,240
-144,390
-83% -$959K 0.11% 67
2015
Q4 		$1.21M Sell
173,630
-61,735
-26% -$448K 0.63% 39
2015
Q3 		$1.68M Sell
235,365
-2,185
-0.9% -$16.3K 0.92% 37
2015
Q2 		$1.75M Buy
237,550
+30,525
+15% +$245K 0.9% 37
2015
Q1 		$1.75M Sell
207,025
-1,360
-0.7% -$11.6K 0.88% 37
2014
Q4 		$1.72M Buy
208,385
+121,325
+139% +$1.12M 0.79% 36
2014
Q3 		$862K Sell
87,060
-5,310
-6% -$56K 0.42% 41
2014
Q2 		$981K Buy
92,370
+16,300
+21% +$169K 0.43% 40
2014
Q1 		$822K Buy
76,070
+7,900
+12% +$87.4K 0.36% 44
2013
Q4 		$765K Buy
68,170
+58,070
+575% +$654K 0.34% 46
2013
Q3 		$113K Buy
+10,100
New +$112K 0.05% 76

Other funds holding PSEC

MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Rock Point Advisors's PSEC Position: Q4 2016 in Review

Rock Point Advisors sold out of Prospect Capital (PSEC) in Q4 2016, closing a stake of 28,305 shares — an estimated $229K sold.

Rock Point Advisors first reported a position in PSEC in Q3 2013 and held it in 13 quarters. The position peaked at $1.75M in Q2 2015. 212 funds tracked by Wall St. Rank hold PSEC as of Q4 2016.

  • Rock Point Advisors reported no remaining Prospect Capital position as of Q4 2016 after selling out during the quarter.
  • Rock Point Advisors sold 28,305 Prospect Capital shares in Q4 2016, an estimated $229K.
  • Rock Point Advisors first reported a position in Prospect Capital in Q3 2013 and held it in 13 quarters.
  • Rock Point Advisors's Prospect Capital position peaked at $1.75M in Q2 2015.
  • 212 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2016.

Based on Rock Point Advisors's 13F filing for Q4 2016, filed 8 Feb 2017.