EnTrustPermal Management’s Prospect Capital PSEC Stock Holding History

EnTrustPermal Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-58,746	Closed	-$497K	–	40
2015 Q1	$497K	Hold	58,746	–	–	0.61%	33
2014 Q4	$486K	Sell	58,746 -30,700	-34%	-$283K	0.55%	32
2014 Q3	$886K	Sell	89,446 -19,644	-18%	-$207K	1.01%	20
2014 Q2	$1.16M	Buy	109,090 +6,392	+6%	+$66.4K	1.18%	26
2014 Q1	$1.11M	Buy	102,698 +8	+0%	+$88	0.97%	25
2013 Q4	$1.15M	Buy	102,690 +19,523	+23%	+$220K	1.18%	23
2013 Q3	$929K	Buy	+83,167	New	+$923K	0.86%	31

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

EnTrustPermal Management's PSEC Position: Q2 2015 in Review

EnTrustPermal Management sold out of Prospect Capital (PSEC) in Q2 2015, closing a stake of 58,746 shares — an estimated $497K sold.

EnTrustPermal Management first reported a position in PSEC in Q3 2013 and held it in 7 quarters. The position peaked at $1.16M in Q2 2014. 204 funds tracked by Wall St. Rank hold PSEC as of Q2 2015.

EnTrustPermal Management reported no remaining Prospect Capital position as of Q2 2015 after selling out during the quarter.
EnTrustPermal Management sold 58,746 Prospect Capital shares in Q2 2015, an estimated $497K.
EnTrustPermal Management first reported a position in Prospect Capital in Q3 2013 and held it in 7 quarters.
EnTrustPermal Management's Prospect Capital position peaked at $1.16M in Q2 2014.
204 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2015.

Based on EnTrustPermal Management's 13F filing for Q2 2015, filed 14 Aug 2015.