First Allied Advisory Services’s Prospect Capital PSEC Stock Holding History

First Allied Advisory Services’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$149K	Sell	29,559 -77	-0.3%	-$387	0.01%	1107
2020 Q2	$151K	Sell	29,636 -2,644	-8%	-$12.4K	0.01%	1039
2020 Q1	$137K	Buy	32,280 +7,535	+30%	+$44.5K	0.01%	981
2019 Q4	$159K	Sell	24,745 -10,988	-31%	-$71.6K	0.01%	1151
2019 Q3	$234K	Sell	35,733 -4,708	-12%	-$31K	0.01%	1018
2019 Q2	$264K	Sell	40,441 -6,955	-15%	-$46K	0.01%	950
2019 Q1	$312K	Buy	47,396 +1,451	+3%	+$9.65K	0.01%	862
2018 Q4	$291K	Buy	45,945 +123	+0.3%	+$831	0.01%	794
2018 Q3	$334K	Sell	45,822 -1,921	-4%	-$13.6K	0.01%	864
2018 Q2	$320K	Sell	47,743 -4,155	-8%	-$27.6K	0.01%	849
2018 Q1	$341K	Sell	51,898 -10,910	-17%	-$72.8K	0.01%	818
2017 Q4	$424K	Sell	62,808 -37,546	-37%	-$245K	0.02%	719
2017 Q3	$672K	Sell	100,354 -1,293	-1%	-$9.69K	0.03%	528
2017 Q2	$826K	Sell	101,647 -130,714	-56%	-$1.12M	0.04%	476
2017 Q1	$2.11M	Buy	232,361 +142,514	+159%	+$1.28M	0.11%	212
2016 Q4	$750K	Buy	89,847 +781	+0.9%	+$6.27K	0.04%	467
2016 Q3	$721K	Buy	89,066 +11,566	+15%	+$95.5K	0.04%	453
2016 Q2	$606K	Buy	77,500 +36,226	+88%	+$273K	0.03%	487
2016 Q1	$300K	Buy	41,274 +5,761	+16%	+$38.3K	0.02%	739
2015 Q4	$248K	Buy	35,513 +1,339	+4%	+$9.72K	0.01%	851
2015 Q3	$243K	Sell	34,174 -1,435	-4%	-$10.7K	0.01%	835
2015 Q2	$261K	Sell	35,609 -1,368	-4%	-$11K	0.01%	885
2015 Q1	$312K	Buy	36,977 +71	+0.2%	+$606	0.02%	758
2014 Q4	$304K	Buy	36,906 +3,370	+10%	+$31.1K	0.02%	746
2014 Q3	$333K	Sell	33,536 -67,451	-67%	-$711K	0.03%	681
2014 Q2	$1.07M	Buy	100,987 +30,381	+43%	+$316K	0.08%	296
2014 Q1	$765K	Buy	70,606 +43,868	+164%	+$485K	0.06%	375
2013 Q4	$300K	Sell	26,738 -759	-3%	-$8.54K	0.02%	664
2013 Q3	$307K	Buy	27,497 +3,832	+16%	+$42.5K	0.02%	716
2013 Q2	$253K	Buy	+23,665	New	+$253K	0.02%	752

Other funds holding PSEC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Allied Advisory Services's PSEC Position: Q3 2020 in Review

First Allied Advisory Services reduced its Prospect Capital (PSEC) stake by 0.26% in Q3 2020, selling an estimated $387 and leaving 29,559 shares worth $149K. The position accounts for 0.01% of the portfolio, ranked #1107.

First Allied Advisory Services first reported a position in PSEC in Q2 2013 and has held it in 30 quarters since. The position peaked at $2.11M in Q1 2017. 189 funds tracked by Wall St. Rank hold PSEC as of Q3 2020.

First Allied Advisory Services held 29,559 shares of Prospect Capital worth $149K as of Q3 2020.
First Allied Advisory Services sold 77 Prospect Capital shares in Q3 2020, an estimated $387.
Prospect Capital made up 0.01% of First Allied Advisory Services's portfolio in Q3 2020, its #1107 holding.
First Allied Advisory Services first reported a position in Prospect Capital in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Prospect Capital position peaked at $2.11M in Q1 2017.
189 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.