Montecito Bank & Trust’s Prospect Capital PSEC Stock Holding History

Montecito Bank & Trust’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-200,000	Closed	-$1.56M	–	183
2016 Q2	$1.56M	Hold	200,000	–	–	0.66%	32
2016 Q1	$1.45M	Hold	200,000	–	–	0.65%	34
2015 Q4	$1.4M	Hold	200,000	–	–	0.66%	36
2015 Q3	$1.43M	Buy	200,000 +38,918	+24%	+$290K	0.79%	25
2015 Q2	$1.36M	Hold	161,082	–	–	0.68%	33
2015 Q1	$1.36M	Buy	161,082 +56,082	+53%	+$479K	0.68%	33
2014 Q4	$867K	Sell	105,000 -2,646	-2%	-$24.4K	0.46%	48
2014 Q3	$1.07M	Hold	107,646	–	–	0.65%	31
2014 Q2	$1.14M	Buy	+107,646	New	+$1.12M	0.69%	31

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Montecito Bank & Trust's PSEC Position: Q3 2016 in Review

Montecito Bank & Trust sold out of Prospect Capital (PSEC) in Q3 2016, closing a stake of 200,000 shares — an estimated $1.56M sold.

Montecito Bank & Trust first reported a position in PSEC in Q2 2014 and held it in 9 quarters. The position peaked at $1.56M in Q2 2016. 216 funds tracked by Wall St. Rank hold PSEC as of Q3 2016.

Montecito Bank & Trust reported no remaining Prospect Capital position as of Q3 2016 after selling out during the quarter.
Montecito Bank & Trust sold 200,000 Prospect Capital shares in Q3 2016, an estimated $1.56M.
Montecito Bank & Trust first reported a position in Prospect Capital in Q2 2014 and held it in 9 quarters.
Montecito Bank & Trust's Prospect Capital position peaked at $1.56M in Q2 2016.
216 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2016.

Based on Montecito Bank & Trust's 13F filing for Q3 2016, filed 3 Nov 2016.