Ancora Advisors’s Prospect Capital PSEC Stock Holding History

Ancora Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-27,000	Closed	-$199K	–	516
2015 Q2	$199K	Buy	+27,000	New	+$217K	0.02%	461
2015 Q1	–	Sell	-109,500	Closed	-$935K	–	245
2014 Q4	$904K	Buy	109,500 +20,500	+23%	+$189K	0.11%	222
2014 Q3	$881K	Buy	89,000 +8,000	+10%	+$84.4K	0.11%	217
2014 Q2	$861K	Buy	81,000 +17,000	+27%	+$177K	0.11%	219
2014 Q1	$691K	Buy	+64,000	New	+$708K	0.1%	236

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

SCM

Scopia Capital Management New York $146M AUM 25.93% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Ancora Advisors's PSEC Position: Q3 2015 in Review

Ancora Advisors sold out of Prospect Capital (PSEC) in Q3 2015, closing a stake of 27,000 shares — an estimated $199K sold.

Ancora Advisors first reported a position in PSEC in Q1 2014 and held it in 5 quarters. The position peaked at $904K in Q4 2014. 209 funds tracked by Wall St. Rank hold PSEC as of Q3 2015.

Ancora Advisors reported no remaining Prospect Capital position as of Q3 2015 after selling out during the quarter.
Ancora Advisors sold 27,000 Prospect Capital shares in Q3 2015, an estimated $199K.
Ancora Advisors first reported a position in Prospect Capital in Q1 2014 and held it in 5 quarters.
Ancora Advisors's Prospect Capital position peaked at $904K in Q4 2014.
209 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2015.

Based on Ancora Advisors's 13F filing for Q3 2015, filed 30 Oct 2015.