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Principal Spectrum Preferred Securities Active ETF

123 hedge funds and large institutions have $951M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 48 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 10

23% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 39

8% more funds holding

Funds holding: 114123 (+9)

6% more capital invested

Capital invested by funds: $894M → $951M (+$57M)

0.39% less ownership

Funds ownership: 77.65%77.26% (-0.39%)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
123
Holders Change
+9
Holders Change %
+7.89%
% of All Funds
1.62%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.04%
New
23
Increased
48
Reduced
39
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
51
JP Morgan Chase
New York
$1.47M +$1.39M +74,827 +3,032%
LA
52
Lifeworks Advisors
Michigan
$1.39M -$56.7K -3,047 -4%
BCM
53
Boreal Capital Management
Florida
$1.27M +$1.25M +66,894 New
SA
54
Sanctuary Advisors
Indiana
$1.24M +$22.2K +1,191 +2%
SAM
55
Smartleaf Asset Management
Massachusetts
$1.13M -$200K -10,724 -15%
FFP
56
FourThought Financial Partners
Florida
$1.07M +$111K +5,967 +12%
Truist Financial
57
Truist Financial
North Carolina
$1.07M +$35.8K +1,922 +4%
CIAS
58
Capital Investment Advisory Services
North Carolina
$1.05M -$50.3K -2,700 -5%
UB
59
UMB Bank
Missouri
$1.02M
FCFC
60
First Citizens Financial Corp
Iowa
$965K -$36.8K -1,976 -4%
EFS
61
Essex Financial Services
Connecticut
$899K +$882K +47,378 New
WAP
62
Wealthcare Advisory Partners
Pennsylvania
$845K +$20.5K +1,101 +3%
CCWA
63
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$832K +$817K +43,885 New
AWM
64
Activest Wealth Management
Florida
$749K -$1.51K -81 -0.2%
MML Investors Services
65
MML Investors Services
Massachusetts
$729K +$715K +38,426 New
CPL
66
Capital & Planning LLC
Georgia
$727K -$27K -1,450 -4%
Bank of New York Mellon
67
Bank of New York Mellon
New York
$721K -$38.1K -2,048 -5%
MFC
68
Mechanics Financial Corp
Ohio
$696K +$130K +6,976 +23%
SCM
69
Schnieders Capital Management
California
$695K
USCWA
70
U.S. Capital Wealth Advisors
Texas
$686K -$74.5K -4,003 -10%
IAS
71
Insigneo Advisory Services
Florida
$672K +$660K +35,434 New
LA
72
LexAurum Advisors
Kansas
$654K +$117K +6,270 +22%
WA
73
Waverly Advisors
Alabama
$650K -$24.8K -1,333 -4%
ATC
74
Argent Trust Co
Tennessee
$609K -$153K -8,209 -20%
Susquehanna International Group
75
Susquehanna International Group
Pennsylvania
$601K +$15.3K +822 +3%

PREF Hedge Fund Activity: Q2 2025 in Review

123 of the 7,595 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q2 2025, worth a combined $951M — up 6.4% from $894M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PREF positions and 10 closed out — a net gain of 13 holders — while 48 added to existing stakes and 39 trimmed.

The largest buyer was Bank of America, adding an estimated $18.5M. The largest seller was Raymond James Financial, cutting an estimated $6.17M.

  • 123 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q2 2025, up from 114 in Q1 2025.
  • Funds reported $951M of Principal Spectrum Preferred Securities Active ETF stock for Q2 2025, up 6.4% quarter-over-quarter.
  • 23 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q2 2025 and 10 closed out, a net change of +13 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q2 2025 was Bank of America, an estimated $18.5M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q2 2025 was Raymond James Financial, an estimated $6.17M sold.

Based on aggregated 13F filings for Q2 2025.