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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

121 hedge funds and large institutions have $950M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 48 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
121
Holders Change
+10
Holders Change %
+9.01%
% of All Funds
1.62%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.04%
New
22
Increased
48
Reduced
39
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$194M
2
LPL Financial
LPL Financial
California
$53M
3
Focus Partners Wealth
Focus Partners Wealth
Massachusetts
$4.61M
4
PS
Principal Securities
Iowa
$8.14M
5
KW
KWB Wealth
California
$3.92M

Top Sellers

1
Raymond James Financial
Raymond James Financial
Florida
$29.1M
2
PA
PSI Advisors
Florida
$0
3
TWP
Tyche Wealth Partners
Texas
$7.74M
4
UBS Group
UBS Group
Switzerland
$131M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
51
JPMorgan Chase & Co
New York
$1.47M +$1.42M +74,827 +3,032%
LA
52
Lifeworks Advisors
Michigan
$1.39M -$57.8K -3,047 -4%
BCM
53
Boreal Capital Management
Florida
$1.27M +$1.27M +66,894 New
SAM
54
Smartleaf Asset Management
Massachusetts
$1.13M -$203K -10,724 -15%
FFP
55
FourThought Financial Partners
Florida
$1.07M +$113K +5,967 +12%
Truist Financial
56
Truist Financial
North Carolina
$1.07M +$36.5K +1,922 +4%
CIAS
57
Capital Investment Advisory Services
North Carolina
$1.05M -$51.2K -2,700 -5%
UB
58
UMB Bank
Missouri
$1.02M – – –
FCFC
59
First Citizens Financial Corp
Iowa
$965K -$37.5K -1,976 -4%
EFS
60
Essex Financial Services
Connecticut
$899K +$899K +47,378 New
WAP
61
Wealthcare Advisory Partners
Pennsylvania
$845K +$20.9K +1,101 +3%
CCWA
62
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$832K +$832K +43,885 New
AWM
63
Activest Wealth Management
Florida
$749K -$1.54K -81 -0.2%
MML Investors Services
64
MML Investors Services
Massachusetts
$729K +$729K +38,426 New
CPL
65
Capital & Planning LLC
Georgia
$727K -$27.5K -1,450 -4%
Bank of New York Mellon
66
Bank of New York Mellon
New York
$721K -$38.9K -2,048 -5%
MFC
67
Mechanics Financial Corp
Ohio
$696K +$132K +6,976 +23%
SCM
68
Schnieders Capital Management
California
$695K – – –
USCWA
69
U.S. Capital Wealth Advisors
Texas
$686K -$75.9K -4,003 -10%
IAS
70
Insigneo Advisory Services
Florida
$672K +$672K +35,434 New
LA
71
LexAurum Advisors
Kansas
$654K +$119K +6,270 +22%
WA
72
Waverly Advisors
Alabama
$650K -$25.3K -1,333 -4%
ATC
73
Argent Trust Co
Tennessee
$609K -$156K -8,209 -20%
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
$601K +$15.6K +822 +3%
BPAMU
75
BTG Pactual Asset Management US
New York
$532K +$42.7K +2,253 +9%
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