Capital & Planning LLC’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Capital & Planning LLC’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$746K	Buy	+39,640	New	+$756K	0.45%	28
2025 Q4	–	Sell	-38,565	Closed	-$738K	–	30
2025 Q3	$738K	Buy	38,565 +225	+0.6%	+$4.27K	0.46%	29
2025 Q2	$727K	Sell	38,340 -1,450	-4%	-$27K	0.49%	27
2025 Q1	$744K	Sell	39,790 -50	-0.1%	-$935	0.55%	27
2024 Q4	$741K	Buy	+39,840	New	+$745K	0.54%	27

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Capital & Planning LLC's PREF Position: Q1 2026 in Review

Capital & Planning LLC opened a new position in Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2026: 39,640 shares worth $746K. The stake represents 0.45% of the portfolio and ranks #28 among its holdings. This is a return to the name: Capital & Planning LLC previously reported a position in PREF as recently as Q3 2025.

Capital & Planning LLC first reported a position in PREF in Q4 2024 and has held it in 5 quarters since. 131 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Capital & Planning LLC held 39,640 shares of Principal Spectrum Preferred Securities Active ETF worth $746K as of Q1 2026.
Principal Spectrum Preferred Securities Active ETF was a new Capital & Planning LLC position in Q1 2026.
Principal Spectrum Preferred Securities Active ETF made up 0.45% of Capital & Planning LLC's portfolio in Q1 2026, its #28 holding.
Capital & Planning LLC first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and has held it in 5 quarters since.
131 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Capital & Planning LLC's 13F filing for Q1 2026, filed 18 May 2026.