Boreal Capital Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Boreal Capital Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$165K	Buy	+8,641	New	+$164K	0.12%	126
2026 Q1	–	Hold	0	–	–	–	130
2025 Q4	–	Sell	-16,818	Closed	-$321K	–	107
2025 Q3	$322K	Sell	16,818 -50,076	-75%	-$951K	0.26%	94
2025 Q2	$1.27M	Buy	+66,894	New	+$1.25M	1.05%	21

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Boreal Capital Management's PREF Position: Q2 2026 in Review

Boreal Capital Management opened a new position in Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2026: 8,641 shares worth $165K. The stake represents 0.12% of the portfolio and ranks #126 among its holdings. This is a return to the name: Boreal Capital Management previously reported a position in PREF as recently as Q3 2025.

Boreal Capital Management first reported a position in PREF in Q2 2025 and has held it in 3 quarters since. The position peaked at $1.27M in Q2 2025. 135 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Boreal Capital Management held 8,641 shares of Principal Spectrum Preferred Securities Active ETF worth $165K as of Q2 2026.
Principal Spectrum Preferred Securities Active ETF was a new Boreal Capital Management position in Q2 2026.
Principal Spectrum Preferred Securities Active ETF made up 0.12% of Boreal Capital Management's portfolio in Q2 2026, its #126 holding.
Boreal Capital Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and has held it in 3 quarters since.
Boreal Capital Management's Principal Spectrum Preferred Securities Active ETF position peaked at $1.27M in Q2 2025.
135 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Boreal Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.