Boreal Capital Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Boreal Capital Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Hold	0	–	–	–	130
2025 Q4	–	Sell	-16,818	Closed	-$321K	–	107
2025 Q3	$322K	Sell	16,818 -50,076	-75%	-$951K	0.26%	94
2025 Q2	$1.27M	Buy	+66,894	New	+$1.25M	1.05%	21

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Boreal Capital Management's PREF Position: Q1 2026 in Review

Boreal Capital Management held its Principal Spectrum Preferred Securities Active ETF (PREF) position steady in Q1 2026 at 0 shares worth $163K. The position accounts for 0.13% of the portfolio, ranked #130.

Boreal Capital Management first reported a position in PREF in Q2 2025 and has held it in 2 quarters since. The position peaked at $1.27M in Q2 2025. 130 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Boreal Capital Management held 0 shares of Principal Spectrum Preferred Securities Active ETF worth $163K as of Q1 2026.
Boreal Capital Management left its Principal Spectrum Preferred Securities Active ETF share count unchanged in Q1 2026.
Principal Spectrum Preferred Securities Active ETF made up 0.13% of Boreal Capital Management's portfolio in Q1 2026, its #130 holding.
Boreal Capital Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and has held it in 2 quarters since.
Boreal Capital Management's Principal Spectrum Preferred Securities Active ETF position peaked at $1.27M in Q2 2025.
130 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Boreal Capital Management's 13F filing for Q1 2026, filed 14 May 2026.