Waverly Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Waverly Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-29,867	Closed	-$570K	–	1663
2025 Q4	$570K	Sell	29,867 -3,074	-9%	-$58.6K	﹤0.01%	964
2025 Q3	$630K	Sell	32,941 -1,300	-4%	-$24.7K	0.01%	777
2025 Q2	$650K	Sell	34,241 -1,333	-4%	-$24.8K	0.01%	733
2025 Q1	$665K	Buy	+35,574	New	+$665K	0.01%	702

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Waverly Advisors's PREF Position: Q1 2026 in Review

Waverly Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2026, closing a stake of 29,867 shares — an estimated $570K sold.

Waverly Advisors first reported a position in PREF in Q1 2025 and held it in 4 quarters. The position peaked at $665K in Q1 2025. 131 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Waverly Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2026 after selling out during the quarter.
Waverly Advisors sold 29,867 Principal Spectrum Preferred Securities Active ETF shares in Q1 2026, an estimated $570K.
Waverly Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2025 and held it in 4 quarters.
Waverly Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $665K in Q1 2025.
131 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Waverly Advisors's 13F filing for Q1 2026, filed 15 May 2026.