Essex Financial Services’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Essex Financial Services’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$903K	Hold	47,378	–	–	0.05%	341
2026 Q1	$892K	Hold	47,378	–	–	0.05%	315
2025 Q4	$903K	Hold	47,378	–	–	0.05%	309
2025 Q3	$907K	Hold	47,378	–	–	0.05%	294
2025 Q2	$899K	Buy	+47,378	New	+$882K	0.06%	279

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Essex Financial Services's PREF Position: Q2 2026 in Review

Essex Financial Services held its Principal Spectrum Preferred Securities Active ETF (PREF) position steady in Q2 2026 at 47,378 shares worth $903K. The position accounts for 0.05% of the portfolio, ranked #341.

Essex Financial Services first reported a position in PREF in Q2 2025 and has held it in 5 quarters since. The position peaked at $907K in Q3 2025. 135 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Essex Financial Services held 47,378 shares of Principal Spectrum Preferred Securities Active ETF worth $903K as of Q2 2026.
Essex Financial Services left its Principal Spectrum Preferred Securities Active ETF share count unchanged in Q2 2026.
Principal Spectrum Preferred Securities Active ETF made up 0.05% of Essex Financial Services's portfolio in Q2 2026, its #341 holding.
Essex Financial Services first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and has held it in 5 quarters since.
Essex Financial Services's Principal Spectrum Preferred Securities Active ETF position peaked at $907K in Q3 2025.
135 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Essex Financial Services's 13F filing for Q2 2026, filed 10 Aug 2026.