Essex Financial Services’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Essex Financial Services’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$892K	Hold	47,378	–	–	0.05%	315
2025 Q4	$903K	Hold	47,378	–	–	0.05%	309
2025 Q3	$907K	Hold	47,378	–	–	0.05%	294
2025 Q2	$899K	Buy	+47,378	New	+$882K	0.06%	279

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Essex Financial Services's PREF Position: Q1 2026 in Review

Essex Financial Services held its Principal Spectrum Preferred Securities Active ETF (PREF) position steady in Q1 2026 at 47,378 shares worth $892K. The position accounts for 0.05% of the portfolio, ranked #315.

Essex Financial Services first reported a position in PREF in Q2 2025 and has held it in 4 quarters since. The position peaked at $907K in Q3 2025. 130 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Essex Financial Services held 47,378 shares of Principal Spectrum Preferred Securities Active ETF worth $892K as of Q1 2026.
Essex Financial Services left its Principal Spectrum Preferred Securities Active ETF share count unchanged in Q1 2026.
Principal Spectrum Preferred Securities Active ETF made up 0.05% of Essex Financial Services's portfolio in Q1 2026, its #315 holding.
Essex Financial Services first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and has held it in 4 quarters since.
Essex Financial Services's Principal Spectrum Preferred Securities Active ETF position peaked at $907K in Q3 2025.
130 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Essex Financial Services's 13F filing for Q1 2026, filed 24 Apr 2026.