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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

92 hedge funds and large institutions have $732M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 24 reducing their positions, and 10 closing their positions.

Holders
92
Holders Change
–
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
47
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$150M
2
Morgan Stanley
2
Morgan Stanley
New York
$99.4M
3
BEI
3
Benjamin Edwards Inc
Missouri
$14M
4
LPL Financial
4
LPL Financial
California
$31.2M
5
UBS Group
5
UBS Group
Switzerland
$123M

Top Sellers

1
PCA
1
Pallas Capital Advisors
Massachusetts
$6.42M
2
CWG
2
Cornerstone Wealth Group
North Carolina
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$4.82M
4
PS
4
Principal Securities
Iowa
$4.12M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21.5M
Name Market Value Shares Shares
Change 		Shares
Change %
JWCA
26
J.W. Cole Advisors
Florida
$2.29M 121,770 +9,626 +9%
MPWT
27
MassMutual Private Wealth & Trust
Connecticut
$2.13M 113,383 +10,008 +10%
Truist Financial
28
Truist Financial
North Carolina
$2.13M 113,303 -63,420 -36%
Principal Financial Group
29
Principal Financial Group
Iowa
$2.1M 111,581 +13,338 +14%
MIA
30
MainStreet Investment Advisors
Illinois
$2.05M 108,937 +3,527 +3%
DP
31
Dearborn Partners
Illinois
$2.03M 107,905 +1,909 +2%
Stifel Financial
32
Stifel Financial
Missouri
$1.98M 105,315 -33,026 -24%
Cerity Partners
33
Cerity Partners
New York
$1.96M 104,217 -2,774 -3%
PAG
34
Private Advisor Group
New Jersey
$1.92M 102,214 +27,914 +38%
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$1.77M 93,979 +3,145 +3%
NA
36
NewEdge Advisors
Louisiana
$1.72M 91,405 -3,608 -4%
MCWA
37
Meadow Creek Wealth Advisors
Georgia
$1.55M 82,462 – –
GJWM
38
Gilliland Jeter Wealth Management
Arkansas
$1.53M 81,092 +215 +0.3%
DIM
39
Delta Investment Management
California
$1.44M 76,301 +15,464 +25%
FA
40
Fiduciary Alliance
South Carolina
$1.42M 75,302 +75,302 New
FA
41
Flagstar Advisors
New York
$1.29M 68,554 +16,157 +31%
SA
42
Sanctuary Advisors
Indiana
$1.18M 63,001 +33,052 +110%
UB
43
UMB Bank
Missouri
$1.17M 62,129 – –
BCI
44
Brinker Capital Investments
Pennsylvania
$1.15M 61,355 -7,715 -11%
OPS
45
Orion Portfolio Solutions
Nebraska
$1.15M 61,355 -7,715 -11%
RJT
46
Raymond James Trust
Florida
$1.12M 59,666 – –
Jane Street
47
Jane Street
New York
$1.12M 59,504 -60,882 -51%
Osaic Holdings
48
Osaic Holdings
Arizona
$1.11M 59,143 +28,171 +91%
Comerica Bank
49
Comerica Bank
Texas
$1.04M 55,453 -16,118 -23%
AWM
50
Activest Wealth Management
Florida
$1.04M 55,168 +114 +0.2%
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