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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

72 hedge funds and large institutions have $474M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 24 increasing their positions, 25 reducing their positions, and 6 closing their positions.

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
24
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCA
1
Pallas Capital Advisors
Massachusetts
$16.7M
2
Bank of America
2
Bank of America
North Carolina
$93.2M
3
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$12.9M
4
RL
4
Rogco LP
Oklahoma
$6.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.5M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$4.33M
2
OPS
2
Orion Portfolio Solutions
Nebraska
$3.48M
3
BCI
3
Brinker Capital Investments
Pennsylvania
$3.48M
4
Morgan Stanley
4
Morgan Stanley
New York
$50.7M
5
ARG
5
Advisory Resource Group
Oklahoma
$0
Name Market Value Shares Shares
Change 		Shares
Change %
IP
26
Investment Partners
Ohio
$2.15M 127,471 – –
CB
27
Community Bank
New York
$1.99M 118,000 – –
NA
28
NewEdge Advisors
Louisiana
$1.74M 103,388 +9,605 +10%
DP
29
Dearborn Partners
Illinois
$1.74M 103,287 -1,374 -1%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$1.61M 95,338 +3,247 +4%
PAG
31
Private Advisor Group
New Jersey
$1.56M 92,525 -56 -0.1%
AWM
32
Activest Wealth Management
Florida
$1.54M 91,408 +91,408 New
BEI
33
Benjamin Edwards Inc
Missouri
$1.49M 88,555 -4,172 -4%
MIA
34
MainStreet Investment Advisors
Illinois
$1.47M 86,988 +24,148 +38%
UB
35
UMB Bank
Missouri
$1.32M 78,325 – –
JWCA
36
J.W. Cole Advisors
Florida
$1.08M 64,201 +16,493 +35%
DIM
37
Delta Investment Management
California
$1.02M 60,563 +60,563 New
ATC
38
Argent Trust Co
Tennessee
$894K 53,015 -17,632 -25%
SRC
39
Sage Rhino Capital
California
$768K 45,540 -3,666 -7%
Osaic Holdings
40
Osaic Holdings
Arizona
$754K 44,702 -66,811 -60%
Principal Financial Group
41
Principal Financial Group
Iowa
$750K 44,702 -618 -1%
MPWT
42
MassMutual Private Wealth & Trust
Connecticut
$739K 43,834 +27,462 +168%
USAA
43
United Services Automobile Association
Texas
$709K 42,036 -2,612 -6%
FFP
44
FourThought Financial Partners
Florida
$700K 41,533 +1,310 +3%
FCFC
45
First Citizens Financial Corp
Iowa
$640K 37,939 +3,614 +11%
PFP
46
Pinnacle Financial Partners
Tennessee
$595K 35,315 -2,483 -7%
RIA
47
Realta Investment Advisors
Delaware
$583K 34,396 – –
P
48
Pitcairn
Pennsylvania
$546K 32,386 -19,583 -38%
GRP
49
Global Retirement Partners
California
$512K 30,869 +11,693 +61%
LWM
50
Laidlaw Wealth Management
New York
$501K 29,726 +29,726 New
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