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Nuveen ESG Small-Cap ETF
NUSC

181 hedge funds and large institutions have $583M invested in Nuveen ESG Small-Cap ETF in 2022 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 51 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 51

3% less funds holding

Funds holding: 187 → 181 (-6)

7.09% less ownership

Funds ownership: 76.57% → 69.48% (-7.1%)

11% less capital invested

Capital invested by funds: $656M → $583M (-$73.3M)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
181
Holders Change
-6
Holders Change %
-3.21%
% of All Funds
3.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
16
Increased
83
Reduced
51
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$3.42M
2
Morgan Stanley
Morgan Stanley
New York
+$3.02M
3
AWP
Abacus Wealth Partners
California
+$2.6M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.86M
5
LPL Financial
LPL Financial
California
+$1.57M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$55.4M
2
CIA
Compass Ion Advisors
Pennsylvania
-$22.3M
3
Wells Fargo
Wells Fargo
California
-$3.07M
4
HIF
Hill Island Financial
Michigan
-$2.14M
5
OMC
Old Mission Capital
Illinois
-$1.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$2.43M +$268K +7,622 +11%
WT
27
Whittier Trust
California
$2.35M +$3.06K +87 +0.1%
FPF
28
First Pacific Financial
Washington
$2.33M -$41.2K -1,170 -2%
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$2.25M -$455K -12,914 -16%
SCM
30
Stonehearth Capital Management
Massachusetts
$2.25M +$113K +3,200 +5%
IA
31
IFP Advisors
Florida
$2.22M +$36.8K +1,046 +1%
LWP
32
Laurel Wealth Planning
Minnesota
$2.13M -$94.3K -2,679 -4%
VC
33
Vicus Capital
Pennsylvania
$2.03M +$74.8K +2,124 +3%
CHP
34
Cable Hill Partners
Oregon
$1.92M +$71.7K +2,036 +4%
HighTower Advisors
35
HighTower Advisors
Illinois
$1.91M +$53.7K +1,525 +3%
SFS
36
Sowell Financial Services
Arkansas
$1.9M -$151K -4,283 -7%
Mercer Global Advisors
37
Mercer Global Advisors
Colorado
$1.74M +$1.11M +31,484 +139%
BDF
38
Balasa Dinverno & Foltz
$1.71M +$123K +3,490 +7%
LSAG
39
Lake Street Advisors Group
New Hampshire
$1.65M -$1.83K -52 -0.1%
AF
40
Allworth Financial
California
$1.56M +$311K +8,836 +22%
CG
41
Corundum Group
Colorado
$1.49M +$24.2K +687 +1%
FAAM
42
First Ascent Asset Management
Colorado
$1.49M +$224K +6,360 +16%
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$1.46M -$86.1K -2,446 -5%
Lido Advisors
44
Lido Advisors
California
$1.45M +$1.07M +30,359 +205%
TRCT
45
Tower Research Capital (TRC)
New York
$1.41M +$723K +20,530 +87%
RZH
46
Relyea Zuckerberg Hanson
Connecticut
$1.34M -$27.1K -771 -2%
JP Morgan Chase
47
JP Morgan Chase
New York
$1.25M +$1.38M +39,081 New
ASN
48
Advisory Services Network
Georgia
$1.24M -$719K -20,414 -35%
CIA
49
Compass Ion Advisors
Pennsylvania
$1.16M -$22.3M -634,703 -95%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$1.16M +$34K +967 +3%
1
2
3 4 5

NUSC Hedge Fund Activity: Q3 2022 in Review

181 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2022, worth a combined $583M — down 11% from $656M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of NUSC and 16 opened new positions — a net loss of 4 holders — while 51 trimmed existing stakes and 83 added.

The largest buyer was Creative Planning, adding an estimated $3.42M. The largest seller was Bank of America, cutting an estimated $55.4M.

  • 181 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2022, down from 187 in Q2 2022.
  • Funds reported $583M of Nuveen ESG Small-Cap ETF stock for Q3 2022, down 11% quarter-over-quarter.
  • 16 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2022 and 20 closed out, a net change of -4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2022 was Creative Planning, an estimated $3.42M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2022 was Bank of America, an estimated $55.4M sold.

Based on aggregated 13F filings for Q3 2022.