Allworth Financial’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$6.14M	Sell	136,208 -359	-0.3%	-$16.8K	0.02%	328
2025 Q4	$6.1M	Sell	136,567 -1,114	-0.8%	-$49.7K	0.03%	321
2025 Q3	$6.07M	Buy	137,681 +10,283	+8%	+$437K	0.03%	281
2025 Q2	$5.19M	Buy	127,398 +3,256	+3%	+$125K	0.02%	299
2025 Q1	$4.61M	Sell	124,142 -8,089	-6%	-$336K	0.03%	267
2024 Q4	$5.76M	Buy	132,231 +683	+0.5%	+$29.8K	0.03%	244
2024 Q3	$5.64M	Buy	131,548 +2,094	+2%	+$86.3K	0.03%	196
2024 Q2	$5.35M	Buy	129,454 +4,993	+4%	+$198K	0.03%	203
2024 Q1	$5.18M	Buy	124,461 +8,325	+7%	+$326K	0.04%	192
2023 Q4	$4.54M	Buy	116,136 +6,087	+6%	+$214K	0.03%	198
2023 Q3	$3.83M	Buy	110,049 +24,324	+28%	+$897K	0.03%	194
2023 Q2	$3.17M	Buy	85,725 +14,502	+20%	+$512K	0.03%	227
2023 Q1	$2.52M	Buy	71,223 +16,228	+30%	+$590K	0.03%	231
2022 Q4	$1.88M	Buy	54,995 +6,418	+13%	+$224K	0.02%	250
2022 Q3	$1.56M	Buy	48,577 +8,836	+22%	+$311K	0.02%	254
2022 Q2	$1.3M	Buy	39,741 +5,177	+15%	+$186K	0.02%	271
2022 Q1	$1.38M	Buy	34,564 +16,246	+89%	+$642K	0.02%	263
2021 Q4	$770K	Buy	18,318 +16,775	+1,087%	+$748K	0.01%	317
2021 Q3	$67K	Buy	+1,543	New	+$68.1K	﹤0.01%	714