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Horizon Technology Finance

46 hedge funds and large institutions have $20.7M invested in Horizon Technology Finance in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

42% more call options, than puts

Call options by funds: $6.15M | Put options by funds: $4.32M

5% more capital invested

Capital invested by funds: $19.7M → $20.7M (+$1.04M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.24% less ownership

Funds ownership: 5.68%5.43% (-0.24%)

8% less funds holding

Funds holding: 5046 (-4)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
20
Reduced
8
Closed
13
Calls
$6.15M
Puts
$4.32M
Net Calls
+$1.82M
Net Calls Change
-$4.63M
Name Holding Trade Value Shares
Change
Change in
Stake
WSTAM
26
Wilbanks Smith & Thomas Asset Management
Virginia
$166K -$61.3K -5,000 -26%
KA
27
Kovack Advisors
Florida
$160K +$30K +2,448 +22%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$159K +$164K +13,402 New
Northern Trust
29
Northern Trust
Illinois
$129K +$133K +10,855 New
SPIA
30
Steward Partners Investment Advisory
New York
$93.9K +$96.9K +7,902 New
QT
31
Quantbot Technologies
New York
$36.3K -$33.4K -2,726 -47%
FGAM
32
Financial Gravity Asset Management
Texas
$33.1K +$37K +3,019 +25,158%
Bank of America
33
Bank of America
North Carolina
$31.7K +$5.46K +445 +20%
CM
34
Caption Management
Oklahoma
$28.5K +$29.5K +2,403 New
POIA
35
Pin Oak Investment Advisors
Texas
$23K +$13.5K +1,103 +138%
Qube Research & Technologies (QRT)
36
Qube Research & Technologies (QRT)
United Kingdom
$16.9K +$17.4K +1,421 New
AWM
37
Avior Wealth Management
Nebraska
$8.32K
GGI
38
Godsey & Gibb Inc
Virginia
$6.04K +$6.23K +508 New
US Bancorp
39
US Bancorp
Minnesota
$5.35K
Simplex Trading
40
Simplex Trading
Illinois
$4K +$5.12K +417 New
AF
41
Allworth Financial
California
$3.11K +$86 +7 +3%
SIS
42
Sound Income Strategies
Florida
$713
SWM
43
Spire Wealth Management
Virginia
$594
Fidelity Investments
44
Fidelity Investments
Massachusetts
$24
Mackenzie Financial
45
Mackenzie Financial
Ontario, Canada
-$569K -46,297 Closed
RR
46
Robotti Robert
-$393K -32,500 Closed
YIH
47
Y-Intercept (HK)
Hong Kong
-$248K -20,551 Closed
SSA
48
Schonfeld Strategic Advisors
New York
-$169K -14,000 Closed
Invesco
49
Invesco
Georgia
-$168K -13,903 Closed
HF
50
HRT Financial
New York
-$159K -13,187 Closed

HRZN Hedge Fund Activity: Q3 2023 in Review

46 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2023, worth a combined $20.7M — up 5.3% from $19.7M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of HRZN and 11 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 20 added.

The largest buyer was Legal & General Group, opening a new position worth an estimated $1.34M. The largest seller was Mackenzie Financial, exiting entirely with an estimated $569K sold.

  • 46 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2023, down from 50 in Q2 2023.
  • Funds reported $20.7M of Horizon Technology Finance stock for Q3 2023, up 5.3% quarter-over-quarter.
  • 11 funds opened new Horizon Technology Finance positions in Q3 2023 and 13 closed out, a net change of -2 holders.
  • The largest Horizon Technology Finance buyer in Q3 2023 was Legal & General Group, an estimated $1.34M added.
  • The largest Horizon Technology Finance seller in Q3 2023 was Mackenzie Financial, an estimated $569K sold.

Based on aggregated 13F filings for Q3 2023.