GDL

GDL Fund
GDL

Overview Fund Activity

47 hedge funds and large institutions have $87.5M invested in GDL Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
3
Increased
18
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.87M
2
MC
2
Matisse Capital
Oregon
$5.86M
3
FIMG
3
Financial & Investment Management Group
Michigan
$2.43M
4
AAM
4
Advisors Asset Management
Colorado
$11.2M
5
GPC
5
Glacier Peak Capital
Washington
$6.21M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$40K
3
1CP
3
1607 Capital Partners
Virginia
$858K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.42M
5
Lazard Asset Management
5
Lazard Asset Management
New York
$18.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
BI
26
Bulldog Investors
New Jersey
$284K -$251K -25,300 -47%
OTC
27
Opera Trading Capital
France
$276K -$310K -31,181 -53%
RVPG
28
Relative Value Partners Group
$273K – – –
TC
29
TFS Capital
Pennsylvania
$259K +$70.6K +7,084 +37%
CAS
30
Cue Advisory Services
Arizona
$254K +$3.97K +400 +2%
ZA
31
Zazove Associates
Nevada
$225K +$225K +22,652 New
LPL Financial
32
LPL Financial
California
$138K -$14.5K -1,463 -9%
IC
33
InterOcean Capital
Illinois
$134K – – –
RJFSA
34
Raymond James Financial Services Advisors
Florida
$120K +$120K +12,050 New
Stifel Financial
35
Stifel Financial
Missouri
$106K -$282K -27,960 -73%
UBS Group
36
UBS Group
Switzerland
$82K +$37.2K +3,765 +83%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$76K +$3.57K +359 +5%
JAM
38
Jolley Asset Management
North Carolina
$68K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$66K +$79 +8 +0.1%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$41K -$1.5K -151 -4%
Deutsche Bank
41
Deutsche Bank
Germany
$40K -$1.02M -104,400 -96%
WA
42
WFG Advisors
Texas
$40K – – –
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$21K +$663 +65 +3%
IA
44
IFP Advisors
Florida
$19K – – –
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$15K – – –
TCOV
46
Trust Company of Vermont
Vermont
$15K – – –
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$10K -$49.6K -4,961 -83%
PAIM
48
Punch & Associates Investment Management
Minnesota
– -$3.97M -399,632 Closed
S
49
SignatureFD
Georgia
– -$15K -1,492 Closed
TCM
50
TD Capital Management
Tennessee
– -$5K -524 Closed
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