SignatureFD’s GDL Fund GDL Stock Holding History

SignatureFD’s Portfolio GDL Stock Details GDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,492	Closed	-$15K	–	1598
2016 Q2	$15K	Hold	1,492	–	–	﹤0.01%	803
2016 Q1	$15K	Hold	1,492	–	–	﹤0.01%	742
2015 Q4	$15K	Hold	1,492	–	–	﹤0.01%	637
2015 Q3	$15K	Hold	1,492	–	–	﹤0.01%	596
2015 Q2	$15K	Hold	1,492	–	–	﹤0.01%	530
2015 Q1	$15K	Hold	1,492	–	–	﹤0.01%	478
2014 Q4	$15K	Hold	1,492	–	–	﹤0.01%	450
2014 Q3	$16K	Hold	1,492	–	–	0.01%	403
2014 Q2	$16K	Hold	1,492	–	–	0.01%	390
2014 Q1	$16K	Buy	+1,492	New	+$16.5K	0.01%	346

Other funds holding GDL

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

GPC

Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

SignatureFD's GDL Position: Q3 2016 in Review

SignatureFD sold out of GDL Fund (GDL) in Q3 2016, closing a stake of 1,492 shares — an estimated $15K sold.

SignatureFD first reported a position in GDL in Q1 2014 and held it in 10 quarters. The position peaked at $16K in Q3 2014. 47 funds tracked by Wall St. Rank hold GDL as of Q3 2016.

SignatureFD reported no remaining GDL Fund position as of Q3 2016 after selling out during the quarter.
SignatureFD sold 1,492 GDL Fund shares in Q3 2016, an estimated $15K.
SignatureFD first reported a position in GDL Fund in Q1 2014 and held it in 10 quarters.
SignatureFD's GDL Fund position peaked at $16K in Q3 2014.
47 funds tracked by Wall St. Rank held GDL Fund as of Q3 2016.

Based on SignatureFD's 13F filing for Q3 2016, filed 14 Nov 2016.