GDL

GDL Fund
GDL

Overview Fund Activity

48 hedge funds and large institutions have $90.9M invested in GDL Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 2 closing their positions.

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
20
Reduced
16
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$10.7M
2
MC
2
Matisse Capital
Oregon
$4.44M
3
Bank of America
3
Bank of America
North Carolina
$2.61M
4
RJA
4
Raymond James & Associates
Florida
$2.55M
5
ST
5
Sentinel Trust
Texas
$344K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.97M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$19.1M
3
HK
3
Horizon Kinetics
New York
$1.04M
4
FIMG
4
Financial & Investment Management Group
Michigan
$1.8M
5
GFM
5
Gramercy Funds Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
26
Sentinel Trust
Texas
$344K +$344K +34,671 New
RTS
27
Round Table Services
New Jersey
$341K – – –
MFS
28
MSI Financial Services
Massachusetts
$318K +$4.3K +433 +1%
RVPG
29
Relative Value Partners Group
$273K – – –
DA
30
Doliver Advisors
Texas
$251K +$17.9K +1,808 +8%
CAS
31
Cue Advisory Services
Arizona
$250K +$3.77K +380 +2%
TC
32
TFS Capital
Pennsylvania
$188K +$76.2K +7,658 +68%
LPL Financial
33
LPL Financial
California
$153K -$153K -15,387 -50%
IC
34
InterOcean Capital
Illinois
$134K -$9.96K -1,000 -7%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$72K +$66.9K +6,763 +1,298%
JAM
36
Jolley Asset Management
North Carolina
$68K – – –
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$66K -$6.85K -692 -9%
TJHA
38
Thomas J. Herzfeld Advisors
Florida
$59K -$39.6K -4,000 -40%
UBS Group
39
UBS Group
Switzerland
$45K -$17K -1,710 -27%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$42K +$42K +4,272 New
WA
41
WFG Advisors
Texas
$40K – – –
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$20K +$5.74K +572 +40%
IA
43
IFP Advisors
Florida
$19K +$19K +1,869 New
S
44
SignatureFD
Georgia
$15K – – –
TCOV
45
Trust Company of Vermont
Vermont
$15K – – –
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$15K +$71 +7 +0.5%
TCM
47
TD Capital Management
Tennessee
$5K +$5K +524 New
GFM
48
Gramercy Funds Management
Connecticut
– -$290K -28,937 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$57K -5,675 Closed
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