GDL

GDL Fund
GDL

Overview Fund Activity

45 hedge funds and large institutions have $92M invested in GDL Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
14
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCIA
1
Gabelli & Co Investment Advisers
New York
$13.5M
2
AAM
2
Advisors Asset Management
Colorado
$5.74M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$6.31M
4
GPC
4
Glacier Peak Capital
Washington
$8.13M
5
HK
5
Horizon Kinetics
New York
$336K

Top Sellers

1
GI
1
GAMCO Investors
Connecticut
$2.76M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$20.9M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$0
4
GC
4
Guggenheim Capital
Illinois
$1.09M
5
SCM
5
Summit Capital Management
Washington
$502K
Name Market Value Shares Shares
Change 		Shares
Change %
CAS
26
Cue Advisory Services
Arizona
$305K 30,490 -11,390 -27%
GFM
27
Gramercy Funds Management
Connecticut
$290K 28,937 +25,037 +642%
RVPG
28
Relative Value Partners Group
$248K 24,765 – –
LPL Financial
29
LPL Financial
California
$203K 20,037 +9,773 +95%
CS
30
Credit Suisse
Switzerland
$184K 18,414 -7,500 -29%
IC
31
InterOcean Capital
Illinois
$145K 14,450 – –
UBS Group
32
UBS Group
Switzerland
$121K 12,138 -206 -2%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$100K 9,961 – –
JAM
34
Jolley Asset Management
North Carolina
$68K 6,820 -1,700 -20%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$60K 5,950 +1,508 +34%
WA
36
WFG Advisors
Texas
$40K 4,000 – –
Citigroup
37
Citigroup
New York
$22K 2,192 +1,274 +139%
TCOV
38
Trust Company of Vermont
Vermont
$16K 1,550 – –
S
39
SignatureFD
Georgia
$15K 1,492 – –
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$15K 1,465 +7 +0.5%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$15K 1,466 +344 +31%
IA
42
IFP Advisors
Florida
$13K 1,250 +1,250 New
AIA
43
Allegis Investment Advisors
Idaho
$12K 1,198 +1,198 New
FWM
44
Focused Wealth Management
New York
$7K 706 -2,204 -76%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$3K 315 – –
BNP Paribas Financial Markets
46
BNP Paribas Financial Markets
France
– – -102,248 Closed
DA
47
Doliver Advisors
Texas
– – -17,423 Closed
CFN
48
Cordasco Financial Network
Florida
– – -28 Closed
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