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GDL

GDL Fund

45 hedge funds and large institutions have $92M invested in GDL Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

11% more capital invested

Capital invested by funds: $82.7M → $92M (+$9.27M)

5% more funds holding

Funds holding: 4345 (+2)

3.73% more ownership

Funds ownership: 41.69%45.42% (+3.7%)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
14
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAS
26
Cue Advisory Services
Arizona
$305K -$114K -11,390 -27%
GFM
27
Gramercy Funds Management
Connecticut
$290K +$250K +25,037 +642%
RVPG
28
Relative Value Partners Group
$248K
LPL Financial
29
LPL Financial
California
$203K +$97.8K +9,773 +95%
CS
30
Credit Suisse
Switzerland
$184K -$75K -7,500 -29%
IC
31
InterOcean Capital
Illinois
$145K
UBS Group
32
UBS Group
Switzerland
$121K -$2.06K -206 -2%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$100K
JAM
34
Jolley Asset Management
North Carolina
$68K -$17K -1,700 -20%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$60K +$15.1K +1,508 +34%
WA
36
WFG Advisors
Texas
$40K
Citigroup
37
Citigroup
New York
$22K +$12.7K +1,274 +139%
TCOV
38
Trust Company of Vermont
Vermont
$16K
S
39
SignatureFD
Georgia
$15K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$15K +$70 +7 +0.5%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$15K +$3.44K +344 +31%
IA
42
IFP Advisors
Florida
$13K +$12.5K +1,250 New
AIA
43
Allegis Investment Advisors
Idaho
$12K +$12K +1,198 New
FWM
44
Focused Wealth Management
New York
$7K -$22K -2,204 -76%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$3K
BNP Paribas Financial Markets
46
BNP Paribas Financial Markets
France
-$1M -102,248 Closed
DA
47
Doliver Advisors
Texas
-$171K -17,423 Closed

GDL Hedge Fund Activity: Q4 2015 in Review

45 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q4 2015, worth a combined $92M — up 11% from $82.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GDL positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Gabelli & Co Investment Advisers, opening a new position worth an estimated $13.5M. The largest seller was GAMCO Investors, cutting an estimated $13.2M.

  • 45 institutional investors held GDL Fund (GDL) as of Q4 2015, up from 43 in Q3 2015.
  • Funds reported $92M of GDL Fund stock for Q4 2015, up 11% quarter-over-quarter.
  • 5 funds opened new GDL Fund positions in Q4 2015 and 3 closed out, a net change of +2 holders.
  • The largest GDL Fund buyer in Q4 2015 was Gabelli & Co Investment Advisers, an estimated $13.5M added.
  • The largest GDL Fund seller in Q4 2015 was GAMCO Investors, an estimated $13.2M sold.

Based on aggregated 13F filings for Q4 2015.