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GDL

GDL Fund

44 hedge funds and large institutions have $88.9M invested in GDL Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $87.8M → $88.9M (+$1.08M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.89% less ownership

Funds ownership: 40.97%40.08% (-0.89%)

12% less funds holding

Funds holding: 5044 (-6)

32% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 19

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
44
Holders Change
-6
Holders Change %
-12%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
13
Reduced
19
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
26
Relative Value Partners
Illinois
$256K -$27.9K -2,720 -10%
WS
27
Wedbush Securities
California
$229K +$35.6K +3,470 +19%
IC
28
InterOcean Capital
Illinois
$149K -$22.1K -2,150 -13%
LPL Financial
29
LPL Financial
California
$114K -$3.86K -376 -3%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$103K
UBS Group
31
UBS Group
Switzerland
$88K -$40.7K -3,967 -32%
JAM
32
Jolley Asset Management
North Carolina
$88K -$6.16K -600 -7%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$80K -$55.9K -5,442 -41%
WA
34
WFG Advisors
Texas
$41K -$15.4K -1,500 -27%
GFM
35
Gramercy Funds Management
Connecticut
$40K +$4.11K +400 +11%
WAM
36
Wolverine Asset Management
Illinois
$33K -$93.4K -9,097 -74%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$31K +$23.7K +2,312 +330%
TCOV
38
Trust Company of Vermont
Vermont
$16K
S
39
SignatureFD
Georgia
$15K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$15K +$14.8K +1,445 New
Citigroup
41
Citigroup
New York
$9K -$811 -79 -9%
FWM
42
Focused Wealth Management
New York
$7K +$7.25K +706 New
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$3K
SMC
44
S. Muoio & Co
New York
$1K +$1.68K +164 New
TC
45
TFS Capital
Pennsylvania
-$271K -26,451 Closed
SG Americas Securities
46
SG Americas Securities
New York
-$233K -22,796 Closed
Stifel Financial
47
Stifel Financial
Missouri
-$105K -10,290 Closed
PAM
48
Panagora Asset Management
Massachusetts
-$23K -2,283 Closed
DADC
49
D.A. Davidson & Co
Montana
-$17K -1,700 Closed
RC
50
RegentAtlantic Capital
New Jersey
-$16.9K -1,655 Closed

GDL Hedge Fund Activity: Q1 2015 in Review

44 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q1 2015, worth a combined $88.9M — up 1.2% from $87.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GDL and 3 opened new positions — a net loss of 6 holders — while 19 trimmed existing stakes and 13 added.

The largest buyer was Deutsche Bank, adding an estimated $1.38M. The largest seller was Ancora Advisors, exiting entirely with an estimated $2.44M sold.

  • 44 institutional investors held GDL Fund (GDL) as of Q1 2015, down from 50 in Q4 2014.
  • Funds reported $88.9M of GDL Fund stock for Q1 2015, up 1.2% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q1 2015 and 9 closed out, a net change of -6 holders.
  • The largest GDL Fund buyer in Q1 2015 was Deutsche Bank, an estimated $1.38M added.
  • The largest GDL Fund seller in Q1 2015 was Ancora Advisors, an estimated $2.44M sold.

Based on aggregated 13F filings for Q1 2015.