GDL

GDL Fund
GDL

Overview Fund Activity

44 hedge funds and large institutions have $88.9M invested in GDL Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
44
Holders Change
-6
Holders Change %
-12%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
13
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$2.77M
2
CA
2
Cornerstone Advisors
North Carolina
$2.79M
3
RJA
3
Raymond James & Associates
Florida
$2.26M
4
Bank of America
4
Bank of America
North Carolina
$2.14M
5
FIMG
5
Financial & Investment Management Group
Michigan
$2.36M

Top Sellers

1
AA
1
Ancora Advisors
Ohio
$2.12M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.8M
3
SCM
3
Summit Capital Management
Washington
$1.13M
4
GC
4
Guggenheim Capital
Illinois
$2.85M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
26
Relative Value Partners
Illinois
$256K 24,765 -2,720 -10%
WS
27
Wedbush Securities
California
$229K 22,181 +3,470 +19%
IC
28
InterOcean Capital
Illinois
$149K 14,450 -2,150 -13%
LPL Financial
29
LPL Financial
California
$114K 11,055 -376 -3%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$103K 9,961 – –
UBS Group
31
UBS Group
Switzerland
$88K 8,461 -3,967 -32%
JAM
32
Jolley Asset Management
North Carolina
$88K 8,520 -600 -7%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$80K 7,800 -5,442 -41%
WA
34
WFG Advisors
Texas
$41K 4,000 -1,500 -27%
GFM
35
Gramercy Funds Management
Connecticut
$40K 3,900 +400 +11%
WAM
36
Wolverine Asset Management
Illinois
$33K 3,200 -9,097 -74%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$31K 3,012 +2,312 +330%
TCOV
38
Trust Company of Vermont
Vermont
$16K 1,550 – –
S
39
SignatureFD
Georgia
$15K 1,492 – –
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$15K 1,445 +1,445 New
Citigroup
41
Citigroup
New York
$9K 850 -79 -9%
FWM
42
Focused Wealth Management
New York
$7K 706 +706 New
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$3K 315 – –
SMC
44
S. Muoio & Co
New York
$1K 164 +164 New
TC
45
TFS Capital
Pennsylvania
– – -26,451 Closed
SG Americas Securities
46
SG Americas Securities
New York
– – -22,796 Closed
Stifel Financial
47
Stifel Financial
Missouri
– – -10,290 Closed
PAM
48
Panagora Asset Management
Massachusetts
– – -2,283 Closed
DADC
49
D.A. Davidson & Co
Montana
– – -1,700 Closed
RC
50
RegentAtlantic Capital
New Jersey
– – -1,655 Closed
1
2
3