GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

58 hedge funds and large institutions have $112M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2023 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-4
Holders Change %
-6.45%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$51.9M
2
LPL Financial
2
LPL Financial
California
$4.44M
3
VVP
3
Venture Visionary Partners
Ohio
$997K
4
RJA
4
Raymond James & Associates
Florida
$2.5M
5
PPP
5
Private Portfolio Partners
New Jersey
$421K

Top Sellers

1
IPW
1
Invictus Private Wealth
Colorado
$487K
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.41M
3
Bank of America
3
Bank of America
North Carolina
$3.36M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$0
5
BRWA
5
B. Riley Wealth Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
51
Spire Wealth Management
Virginia
$30.4K -$24.1K -1,500 -44%
BWM
52
Baystate Wealth Management
Massachusetts
$16.3K +$16.3K +1,008 New
IA
53
IFP Advisors
Florida
$10.5K – – –
SPIA
54
Steward Partners Investment Advisory
New York
$3.89K – – –
WTC
55
WhitTier Trust Company
Nevada
$2.83K – – –
JPMorgan Chase & Co
56
JPMorgan Chase & Co
New York
$1.96K – – –
SIS
57
Sound Income Strategies
Florida
$648 – – –
DFA
58
DHJJ Financial Advisors
Illinois
$162 – – –
Baird Financial Group
59
Baird Financial Group
Wisconsin
– -$345K -22,181 Closed
BRWA
60
B. Riley Wealth Advisors
Florida
– -$252K -16,192 Closed
SPC
61
Sigma Planning Corp
Michigan
– -$166K -10,671 Closed
RW
62
RVW Wealth
California
– -$124K -8,000 Closed
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
– -$35K -2,260 Closed
CSPIA
64
Cary Street Partners Investment Advisory
Virginia
– -$10.1K -650 Closed
OP
65
ORG Partners
Indiana
– -$5.81K -373 Closed
Creative Planning
66
Creative Planning
Kansas
– -$4.76K -306 Closed
1 2
3