GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

62 hedge funds and large institutions have $81.5M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-1
Holders Change %
-1.59%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$23.4M
2
CFG
2
Cooper Financial Group
California
$2.02M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$2.55M
4
FFA
4
Farther Finance Advisors
California
$1.31M
5
WT
5
Whittier Trust
California
$898K

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.11M
2
Wells Fargo
2
Wells Fargo
California
$452K
3
LPL Financial
3
LPL Financial
California
$1.82M
4
MMA
4
Miracle Mile Advisors
California
$0
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CT
51
Cambridge Trust
Massachusetts
$38.9K +$38.9K +2,500 New
Carson Wealth (CWM LLC)
52
Carson Wealth (CWM LLC)
Nebraska
$35K – – –
Comerica Bank
53
Comerica Bank
Texas
$28K +$28K +1,800 New
IA
54
IFP Advisors
Florida
$10.1K – – –
CSPIA
55
Cary Street Partners Investment Advisory
Virginia
$10.1K – – –
OP
56
ORG Partners
Indiana
$5.81K +$78 +5 +1%
Creative Planning
57
Creative Planning
Kansas
$4.76K +$4.76K +306 New
SPIA
58
Steward Partners Investment Advisory
New York
$3.73K – – –
WTC
59
WhitTier Trust Company
Nevada
$2.72K -$10.4K -670 -79%
JPMorgan Chase & Co
60
JPMorgan Chase & Co
New York
$1.88K +$1.88K +121 New
SIS
61
Sound Income Strategies
Florida
$622 – – –
DFA
62
DHJJ Financial Advisors
Illinois
$156 +$156 +10 New
MMA
63
Miracle Mile Advisors
California
– -$660K -40,484 Closed
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
– -$370K -22,512 Closed
Susquehanna International Group
65
Susquehanna International Group
Pennsylvania
– -$261K -15,990 Closed
TIM
66
Triad Investment Management
California
– -$193K -11,814 Closed
Rockefeller Capital Management
67
Rockefeller Capital Management
New York
– -$191K -11,715 Closed
Cambridge Investment Research Advisors
68
Cambridge Investment Research Advisors
Iowa
– -$177K -10,878 Closed
RFA
69
Register Financial Advisors
Georgia
– -$50.8K -3,117 Closed
NRG
70
Nemes Rush Group
Michigan
– -$12.2K -750 Closed
PA
71
Parallel Advisors
California
– -$6.42K -394 Closed
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