GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

62 hedge funds and large institutions have $92.4M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+9
Holders Change %
+16.98%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
23
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$2.11M
2
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$1.61M
3
Millennium Management
3
Millennium Management
New York
$530K
4
BW
4
Bison Wealth
Georgia
$961K
5
EM
5
ELCO Management
New York
$479K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$13.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.2M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
MML Investors Services
4
MML Investors Services
Massachusetts
$0
5
RJA
5
Raymond James & Associates
Florida
$3.78M
Name Holding Trade Value Shares
Change 		Shares
Change %
SPIA
51
Steward Partners Investment Advisory
New York
$225K +$42K +1,770 +23%
SPC
52
Sigma Planning Corp
Michigan
$222K -$90K -3,789 -29%
GLA
53
Good Life Advisors
Pennsylvania
$222K +$222K +9,370 New
NFG
54
Next Financial Group
Texas
$189K +$20.4K +862 +12%
AIP
55
Ahrens Investment Partners
Louisiana
$119K +$119K +5,000 New
Northwestern Mutual Wealth Management
56
Northwestern Mutual Wealth Management
Wisconsin
$105K +$101K +4,283 +2,580%
APA
57
American Portfolios Advisors
New York
$68.3K +$25.2K +1,060 +58%
GWM
58
Geneos Wealth Management
Colorado
$43K +$403 +17 +0.9%
BFEC
59
Benjamin F. Edwards & Company
Missouri
$40K – – –
WTC
60
WhitTier Trust Company
Nevada
$18K – – –
RPCONE
61
Retirement Planning Company of New England
Rhode Island
$15K +$15K +650 New
SIS
62
Sound Income Strategies
Florida
$1K – – –
Goldman Sachs
63
Goldman Sachs
New York
– -$1.05M -42,682 Closed
MML Investors Services
64
MML Investors Services
Massachusetts
– -$850K -34,712 Closed
CA
65
Cetera Advisors
Colorado
– -$295K -12,040 Closed
Citigroup
66
Citigroup
New York
– -$20K -819 Closed
AWA
67
Arkadios Wealth Advisors
Georgia
– -$2K -83 Closed
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