GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

53 hedge funds and large institutions have $92.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
53
Holders Change
+1
Holders Change %
+1.92%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$17.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.7M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.05M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$850K
5
Invesco
5
Invesco
Georgia
$4.33M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$4.58M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.68M
3
EM
3
ELCO Management
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$5.83M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$676K +$23.4K +958 +4%
Stifel Financial
27
Stifel Financial
Missouri
$577K +$25.8K +1,053 +5%
SWP
28
Stratos Wealth Partners
Ohio
$498K -$4.41K -180 -0.9%
BW
29
Bison Wealth
Georgia
$460K +$67.9K +2,772 +17%
PPP
30
Private Portfolio Partners
New Jersey
$454K +$109K +4,459 +32%
HighTower Advisors
31
HighTower Advisors
Illinois
$382K +$45.6K +1,869 +14%
SWM
32
Spire Wealth Management
Virginia
$379K +$73.5K +3,000 +24%
CHJWM
33
Carlton Hofferkamp & Jenks Wealth Management
Texas
$369K – – –
KWMG
34
King Wealth Management Group
Florida
$349K -$1.72K -70 -0.5%
WSTAM
35
Wilbanks Smith & Thomas Asset Management
Virginia
$343K – – –
HWAM
36
Hennion & Walsh Asset Management
New Jersey
$343K +$1.67K +68 +0.5%
Truist Financial
37
Truist Financial
North Carolina
$333K -$54K -2,200 -14%
BRWA
38
B. Riley Wealth Advisors
Florida
$328K +$328K +13,341 New
SPC
39
Sigma Planning Corp
Michigan
$322K -$3.73K -152 -1%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$303K +$7.56K +309 +3%
CA
41
Cetera Advisors
Colorado
$295K +$48.8K +1,993 +20%
AWM
42
AE Wealth Management
Kansas
$268K -$2.08K -85 -0.8%
SCM
43
Schnieders Capital Management
California
$260K – – –
SPIA
44
Steward Partners Investment Advisory
New York
$189K +$59.2K +2,414 +46%
NFG
45
Next Financial Group
Texas
$174K +$79.2K +3,240 +84%
APA
46
American Portfolios Advisors
New York
$44.6K +$20.1K +820 +82%
GWM
47
Geneos Wealth Management
Colorado
$43K +$263 +11 +0.6%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$42K – – –
Citigroup
49
Citigroup
New York
$20K -$92.1K -3,771 -82%
WTC
50
WhitTier Trust Company
Nevada
$19K – – –
1
2
3