We are live on ! Find out more
GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

52 hedge funds and large institutions have $79.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 8

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

13% more funds holding

Funds holding: 46 → 52 (+6)

8% more capital invested

Capital invested by funds: $73.6M → $79.7M (+$6.09M)

0.58% less ownership

Funds ownership: 16.65% → 16.08% (-0.58%)

Holders
52
Holders Change
+6
Holders Change %
+13.04%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$972K
2
ACI
Alpha Cubed Investments
California
+$839K
3
UBS Group
UBS Group
Switzerland
+$567K
4
LPL Financial
LPL Financial
California
+$433K
5
Morgan Stanley
Morgan Stanley
New York
+$376K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$5.89M
2
FFA
First Foundation Advisors
California
-$480K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$471K
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$237K
5
CA
Cetera Advisors
Colorado
-$149K
Name Holding Trade Value Shares
Change 		Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$359K -$6.47K -261 -2%
KWMG
27
King Wealth Management Group
Florida
$347K – – –
Truist Financial
28
Truist Financial
North Carolina
$335K +$24.8K +1,000 +8%
CFG
29
Cooper Financial Group
California
$331K +$322K +12,999 New
HighTower Advisors
30
HighTower Advisors
Illinois
$319K +$16.3K +659 +6%
CA
31
Cetera Advisors
Colorado
$311K -$149K -6,014 -33%
Stifel Financial
32
Stifel Financial
Missouri
$282K +$274K +11,065 New
BB
33
Busey Bank
Illinois
$268K +$24.8K +1,000 +11%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$253K -$237K -9,585 -49%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$225K +$322 +13 +0.1%
AIA
36
Avalon Investment & Advisory
Texas
$220K – – –
CHJWM
37
Carlton Hofferkamp & Jenks Wealth Management
Texas
$203K +$203K +8,200 New
Citigroup
38
Citigroup
New York
$196K +$71.2K +2,873 +60%
SPIA
39
Steward Partners Investment Advisory
New York
$118K – – –
IAIM
40
International Assets Investment Management
Florida
$97K +$94.1K +3,799 New
GWM
41
Geneos Wealth Management
Colorado
$64K +$54.1K +2,185 +364%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$43K – – –
FPCG
43
Fort Pitt Capital Group
Pennsylvania
$23K +$22.3K +900 New
FWM
44
FSA Wealth Management
Massachusetts
$21K +$20.6K +833 New
WTC
45
WhitTier Trust Company
Nevada
$20K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$14K -$471K -19,002 -97%
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$14K +$223 +9 +2%
SIS
48
Sound Income Strategies
Florida
$9K – – –
NFG
49
Next Financial Group
Texas
$5K – – –
AWA
50
Arkadios Wealth Advisors
Georgia
$5K +$4.88K +197 New
1
2
3

GBAB Hedge Fund Activity: Q4 2020 in Review

52 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q4 2020, worth a combined $79.7M — up 8.3% from $73.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GBAB positions and 4 closed out — a net gain of 6 holders — while 25 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $972K. The largest seller was Guggenheim Capital, exiting entirely with an estimated $5.89M sold.

  • 52 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q4 2020, up from 46 in Q3 2020.
  • Funds reported $79.7M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q4 2020, up 8.3% quarter-over-quarter.
  • 10 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q4 2020 and 4 closed out, a net change of +6 holders.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q4 2020 was Bank of America, an estimated $972K added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q4 2020 was Guggenheim Capital, an estimated $5.89M sold.

Based on aggregated 13F filings for Q4 2020.