GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

52 hedge funds and large institutions have $79.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+6
Holders Change %
+13.04%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$12.2M
2
ACI
2
Alpha Cubed Investments
California
$863K
3
UBS Group
3
UBS Group
Switzerland
$12.4M
4
LPL Financial
4
LPL Financial
California
$772K
5
Morgan Stanley
5
Morgan Stanley
New York
$12.1M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$14K
3
FFA
3
First Foundation Advisors
California
$0
4
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$253K
5
CA
5
Cetera Advisors
Colorado
$311K
Name Holding Trade Value Shares
Change 		Shares
Change %
SPC
26
Sigma Planning Corp
Michigan
$359K -$6.65K -261 -2%
KWMG
27
King Wealth Management Group
Florida
$347K – – –
Truist Financial
28
Truist Financial
North Carolina
$335K +$25.4K +1,000 +8%
CFG
29
Cooper Financial Group
California
$331K +$331K +12,999 New
HighTower Advisors
30
HighTower Advisors
Illinois
$319K +$16.8K +659 +6%
CA
31
Cetera Advisors
Colorado
$311K -$153K -6,014 -33%
Stifel Financial
32
Stifel Financial
Missouri
$282K +$282K +11,065 New
BB
33
Busey Bank
Illinois
$268K +$25.5K +1,000 +11%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$253K -$245K -9,585 -49%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$225K +$331 +13 +0.1%
AIA
36
Avalon Investment & Advisory
Texas
$220K – – –
CHJWM
37
Carlton Hofferkamp & Jenks Wealth Management
Texas
$203K +$203K +8,200 New
Citigroup
38
Citigroup
New York
$196K +$73.3K +2,873 +60%
SPIA
39
Steward Partners Investment Advisory
New York
$118K – – –
IAIM
40
International Assets Investment Management
Florida
$97K +$97K +3,799 New
GWM
41
Geneos Wealth Management
Colorado
$64K +$50.2K +2,185 +364%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$43K – – –
FPCG
43
Fort Pitt Capital Group
Pennsylvania
$23K +$23K +900 New
FWM
44
FSA Wealth Management
Massachusetts
$21K +$21K +833 New
WTC
45
WhitTier Trust Company
Nevada
$20K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$14K -$499K -19,002 -97%
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$14K +$216 +9 +2%
SIS
48
Sound Income Strategies
Florida
$9K – – –
NFG
49
Next Financial Group
Texas
$5K – – –
AWA
50
Arkadios Wealth Advisors
Georgia
$5K +$5K +197 New
1
2
3