GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

46 hedge funds and large institutions have $73.6M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.18M
2
KAS
2
Kestra Advisory Services
Texas
$767K
3
UBS Group
3
UBS Group
Switzerland
$10.9M
4
PAG
4
Private Advisor Group
New Jersey
$227K
5
MML Investors Services
5
MML Investors Services
Massachusetts
$486K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$5.89M
2
CA
2
Cetera Advisors
Colorado
$429K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.24M
4
Morgan Stanley
4
Morgan Stanley
New York
$10.8M
5
FFA
5
First Foundation Advisors
California
$480K
Name Market Value Shares Shares
Change 		Shares
Change %
KWMG
26
King Wealth Management Group
Florida
$321K 13,607 -400 -3%
DAS
27
Dynamic Advisor Solutions
Arizona
$311K 13,179 +886 +7%
LPL Financial
28
LPL Financial
California
$302K 12,795 -362 -3%
Truist Financial
29
Truist Financial
North Carolina
$287K 12,178 – –
HighTower Advisors
30
HighTower Advisors
Illinois
$279K 11,876 +58 +0.5%
BW
31
Bison Wealth
Georgia
$259K 11,000 – –
PAG
32
Private Advisor Group
New Jersey
$227K 9,616 +9,616 New
BB
33
Busey Bank
Illinois
$224K 9,500 – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$208K 8,835 -969 -10%
AIA
35
Avalon Investment & Advisory
Texas
$203K 8,617 – –
Citigroup
36
Citigroup
New York
$113K 4,810 +1,159 +32%
SPIA
37
Steward Partners Investment Advisory
New York
$109K 4,645 – –
BFEC
38
Benjamin F. Edwards & Company
Missouri
$40K 1,700 -2,567 -60%
WTC
39
WhitTier Trust Company
Nevada
$18K 775 -166 -18%
CSPIA
40
Cary Street Partners Investment Advisory
Virginia
$15K 650 +650 New
GWM
41
Geneos Wealth Management
Colorado
$14K 600 – –
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$13K 573 +573 New
SIS
43
Sound Income Strategies
Florida
$8K 360 – –
PAM
44
Panagora Asset Management
Massachusetts
$6K 235 – –
NFG
45
Next Financial Group
Texas
$5K 200 +200 New
Barclays
46
Barclays
United Kingdom
$2K 88 +88 New
SIA
47
Sit Investment Associates
Minnesota
– – -10,483 Closed
FAAS
48
First Allied Advisory Services
California
– – -8,900 Closed
FWM
49
FSA Wealth Management
Massachusetts
– – -833 Closed
CFGS
50
Concourse Financial Group Securities
Alabama
– – – –
1
2