GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

43 hedge funds and large institutions have $82.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
15
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$13.3M
2
Wells Fargo
2
Wells Fargo
California
$5.05M
3
UBS Group
3
UBS Group
Switzerland
$3.5M
4
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$358K
5
Truist Financial
5
Truist Financial
North Carolina
$284K

Top Sellers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$110K
2
Cohen & Steers
2
Cohen & Steers
New York
$0
3
SWM
3
SeaCrest Wealth Management
New York
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.59M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$266K
Name Holding Trade Value Shares
Change 		Shares
Change %
DAS
26
Dynamic Advisor Solutions
Arizona
$260K +$16.6K +704 +7%
OA
27
Oxbow Advisors
Texas
$234K – – –
HighTower Advisors
28
HighTower Advisors
Illinois
$216K +$783 +33 +0.4%
LPL Financial
29
LPL Financial
California
$212K +$212K +8,962 New
FAAS
30
First Allied Advisory Services
California
$207K – – –
AIA
31
Avalon Investment & Advisory
Texas
$204K – – –
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$158K +$53.1K +2,237 +51%
Citigroup
33
Citigroup
New York
$137K -$1.51K -64 -1%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$110K -$523K -22,084 -83%
FIA
35
FNY Investment Advisers
New York
$109K +$109K +4,639 New
BFEC
36
Benjamin F. Edwards & Company
Missouri
$77K – – –
WTC
37
WhitTier Trust Company
Nevada
$70K – – –
SPIA
38
Steward Partners Investment Advisory
New York
$36K – – –
SIC
39
Samalin Investment Counsel
New York
$28K +$28K +1,200 New
FWM
40
FSA Wealth Management
Massachusetts
$20K +$20K +833 New
PAM
41
Panagora Asset Management
Massachusetts
$5K -$7.06K -302 -59%
NFG
42
Next Financial Group
Texas
$5K +$5K +200 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$5K +$5K +215 New
Cohen & Steers
44
Cohen & Steers
New York
– -$342K -14,301 Closed
SWM
45
SeaCrest Wealth Management
New York
– -$240K -10,047 Closed
BWM
46
BerganKDV Wealth Management
Minnesota
– -$31K -1,283 Closed
MPWT
47
MassMutual Private Wealth & Trust
Connecticut
– -$24K -1,000 Closed
NIC
48
Northwest Investment Counselors
Oregon
– -$12K -500 Closed
QCIG
49
Quad-Cities Investment Group
Iowa
– -$11K -450 Closed
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