GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

38 hedge funds and large institutions have $77.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.6M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$915K
3
FFA
3
First Foundation Advisors
California
$729K
4
Bank of America
4
Bank of America
North Carolina
$9.26M
5
BB
5
Busey Bank
Illinois
$260K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$2.72M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
WT
3
Whittier Trust
California
$617K
4
Invesco
4
Invesco
Georgia
$2.92M
5
Wells Fargo
5
Wells Fargo
California
$3.59M
Name Holding Trade Value Shares
Change 		Shares
Change %
OA
26
Oxbow Advisors
Texas
$217K – – –
SPC
27
Sigma Planning Corp
Michigan
$215K +$7.69K +350 +4%
AG
28
Advisor Group
Arizona
$139K +$130K +5,963 +1,510%
Citigroup
29
Citigroup
New York
$98K -$21.4K -973 -18%
BFEC
30
Benjamin F. Edwards & Company
Missouri
$82K +$10.9K +500 +15%
RFC
31
Regions Financial Corp
Alabama
$63K +$63K +2,850 New
AWM
32
Arbor Wealth Management
Florida
$55K +$55K +2,500 New
Deutsche Bank
33
Deutsche Bank
Germany
$54K – – –
WANY
34
Wealthspire Advisors (New York)
New York
$42K +$42K +1,905 New
WTC
35
WhitTier Trust Company
Nevada
$19K -$280K -12,821 -94%
QCIG
36
Quad-Cities Investment Group
Iowa
$10K – – –
FMP
37
Financial Management Professionals
Texas
$8K +$8K +380 New
SIA
38
Sit Investment Associates
Minnesota
– -$1.27M -59,830 Closed
Millennium Management
39
Millennium Management
New York
– -$359K -16,934 Closed
CWM
40
Cornerstone Wealth Management
Missouri
– -$719K -16,257 Closed
LPL Financial
41
LPL Financial
California
– -$239K -11,280 Closed
APP
42
Avantax Planning Partners
Iowa
– -$87K -4,101 Closed
SPIA
43
Steward Partners Investment Advisory
New York
– -$5K -240 Closed
APA
44
American Portfolios Advisors
New York
– -$3.08K -145 Closed
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