GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

41 hedge funds and large institutions have $72.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 0 closing their positions.

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
9
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$7.25M
2
1CP
2
1607 Capital Partners
Virginia
$1.35M
3
KIM
3
Karpus Investment Management
New York
$755K
4
Stifel Financial
4
Stifel Financial
Missouri
$1.06M
5
RJA
5
Raymond James & Associates
Florida
$2.62M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$25.2M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.04M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.32M
4
Wells Fargo
4
Wells Fargo
California
$2.84M
5
UBS Group
5
UBS Group
Switzerland
$1.63M
Name Holding Trade Value Shares
Change 		Shares
Change %
KWMG
26
King Wealth Management Group
Florida
$280K – – –
Squarepoint
27
Squarepoint
New York
$280K +$280K +13,100 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$268K -$103K -4,820 -28%
PNC
29
Park National Corp
Ohio
$257K +$257K +12,000 New
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$253K -$253K -11,815 -50%
Cohen & Steers
31
Cohen & Steers
New York
$96K – – –
Manulife (Manufacturers Life Insurance)
32
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$64K +$64K +3,000 New
Deutsche Bank
33
Deutsche Bank
Germany
$53K – – –
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$43K +$43K +2,000 New
MFS
35
MSI Financial Services
Massachusetts
$28K – – –
MFW
36
Mosaic Family Wealth
Missouri
$24K – – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$16K +$16K +750 New
BFEC
38
Benjamin F. Edwards & Company
Missouri
$11K – – –
Creative Planning
39
Creative Planning
Kansas
$6K – – –
PCM
40
Penserra Capital Management
California
$6K +$662 +31 +12%
AG
41
Advisor Group
Arizona
$5K – – –
NFG
42
Next Financial Group
Texas
$4K – – –
1
2