Mosaic Family Wealth’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Mosaic Family Wealth’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-2,132	Closed	-$48K	–	679
2017 Q4	$48K	Buy	2,132 +1,000	+88%	+$22.5K	0.02%	332
2017 Q3	$26K	Hold	1,132	–	–	0.01%	435
2017 Q2	$26K	Hold	1,132	–	–	0.01%	405
2017 Q1	$25K	Hold	1,132	–	–	0.01%	411
2016 Q4	$24K	Hold	1,132	–	–	0.01%	412
2016 Q3	$26K	Hold	1,132	–	–	0.01%	410
2016 Q2	$27K	Hold	1,132	–	–	0.01%	407
2016 Q1	$26K	Hold	1,132	–	–	0.01%	402
2015 Q4	$24K	Buy	+1,132	New	+$24.7K	0.01%	419

Other funds holding GBAB

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Mosaic Family Wealth's GBAB Position: Q1 2018 in Review

Mosaic Family Wealth sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q1 2018, closing a stake of 2,132 shares — an estimated $48K sold.

Mosaic Family Wealth first reported a position in GBAB in Q4 2015 and held it in 9 quarters. The position peaked at $48K in Q4 2017. 34 funds tracked by Wall St. Rank hold GBAB as of Q1 2018.

Mosaic Family Wealth reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q1 2018 after selling out during the quarter.
Mosaic Family Wealth sold 2,132 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q1 2018, an estimated $48K.
Mosaic Family Wealth first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q4 2015 and held it in 9 quarters.
Mosaic Family Wealth's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $48K in Q4 2017.
34 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q1 2018.

Based on Mosaic Family Wealth's 13F filing for Q1 2018, filed 15 May 2018.