GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

29 hedge funds and large institutions have $67.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$2.16M
2
LCM
2
Landscape Capital Management
New Jersey
$492K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.81M
4
Invesco
4
Invesco
Georgia
$4.53M
5
MIG
5
Mariner Investment Group
New York
$431K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$23.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$7.42M
3
Bank of America
3
Bank of America
North Carolina
$11.2M
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
ACM
5
Ashford Capital Management
Delaware
$675K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$46K -$10.3K -500 -18%
MFS
27
MSI Financial Services
Massachusetts
$27K – – –
TRCT
28
Tower Research Capital (TRC)
New York
$14K -$54.6K -2,595 -80%
AIG
29
American International Group
New York
$4.73K +$4.73K +230 New
Goldman Sachs
30
Goldman Sachs
New York
– -$1.44M -64,371 Closed
RJFSA
31
Raymond James Financial Services Advisors
Florida
– -$865K -38,621 Closed
Stifel Financial
32
Stifel Financial
Missouri
– -$234K -10,450 Closed
WA
33
WFG Advisors
Texas
– -$32K -1,427 Closed
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
– -$16K -700 Closed
1
2