GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

26 hedge funds and large institutions have $75.8M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
5
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$3.37M
2
MIG
2
Mariner Investment Group
New York
$1.72M
3
Wells Fargo
3
Wells Fargo
California
$3.49M
4
DA
4
Doliver Advisors
Texas
$683K
5
Morgan Stanley
5
Morgan Stanley
New York
$17.6M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$23.7M
2
Bank of America
2
Bank of America
North Carolina
$7.04M
3
Invesco
3
Invesco
Georgia
$7.83M
4
FAAS
4
First Allied Advisory Services
California
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.14M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$31K -$30.4K -1,558 -50%
NES
27
New England Securities
New York
$26K +$26K +1,300 New
FAAS
28
First Allied Advisory Services
California
– -$626K -31,255 Closed
TC
29
TFS Capital
Pennsylvania
– -$473K -23,564 Closed
TRCT
30
Tower Research Capital (TRC)
New York
– -$100K -4,988 Closed
BIM
31
BlackRock Investment Management
Delaware
– -$24K -1,175 Closed
Ameriprise
32
Ameriprise
Minnesota
– -$7K -335 Closed
1
2