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First Trust Energy AlphaDEX Fund

82 hedge funds and large institutions have $1.1B invested in First Trust Energy AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,052% more capital invested

Capital invested by funds: $95.1M → $1.1B (+$1B)

400% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 8

200% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 9

144.05% more ownership

Funds ownership: 48.52%192.57% (+144%)

64% more funds holding

Funds holding: 5082 (+32)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $141K

Holders
82
Holders Change
+32
Holders Change %
+64%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
40
Increased
27
Reduced
9
Closed
8
Calls
Puts
$141K
Net Calls
-$141K
Net Calls Change
-$141K
Name Holding Trade Value Shares
Change
Change in
Stake
WF
51
WealthTrust Fairport
Ohio
$436K +$391K +30,900 New
AGM
52
Alpine Global Management
New York
$339K +$304K +24,000 New
ICOA
53
Investment Centers of America
North Dakota
$292K +$38.1K +3,016 +17%
PFS
54
Prospera Financial Services
Texas
$288K +$258K +20,419 New
NPC
55
National Planning Corporation
California
$278K +$238K +18,801 New
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$273K +$13.4K +1,063 +6%
BRWM
57
B. Riley Wealth Management
Tennessee
$259K
HF
58
HRT Financial
New York
$251K +$225K +17,820 New
FHC
59
First Heartland Consultants
Missouri
$226K +$202K +15,987 New
RCAG
60
Rehmann Capital Advisory Group
Michigan
$225K +$201K +15,900 New
FIM
61
Freedom Investment Management
Connecticut
$218K -$136K -10,720 -41%
AI
62
Atria Investments
North Carolina
$207K +$186K +14,675 New
Verition Fund Management
63
Verition Fund Management
Connecticut
$202K +$181K +14,300 New
WS
64
Wedbush Securities
California
$192K +$172K +13,610 New
FAM
65
Formidable Asset Management
Ohio
$170K -$121K -9,600 -46%
ACM
66
Argentus Capital Management
Texas
$156K +$140K +11,077 New
TRCT
67
Tower Research Capital (TRC)
New York
$94K -$465K -36,791 -85%
WA
68
WFG Advisors
Texas
$68K +$17.4K +1,375 +40%
PFBT
69
Parkside Financial Bank & Trust
Missouri
$41K +$36.9K +2,915 New
NFG
70
Next Financial Group
Texas
$36K
ST
71
Spot Trading
Illinois
$34K +$30K +2,376 New
GWM
72
Geneos Wealth Management
Colorado
$20K +$19.1K +1,508 New
IA
73
IFP Advisors
Florida
$19K -$123K -9,760 -87%
IWMPD
74
Integrated Wealth Management (Palm Desert)
California
$15K
JFGIW
75
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$9K -$5.91K -467 -41%

FXN Hedge Fund Activity: Q1 2016 in Review

82 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2016, worth a combined $1.1B — up 1,052% from $95.1M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new FXN positions and 8 closed out — a net gain of 32 holders — while 27 added to existing stakes and 9 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $591M. The largest seller was Crosspoint Capital Strategies, exiting entirely with an estimated $1.95M sold.

  • 82 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2016, up from 50 in Q4 2015.
  • Funds reported $1.1B of First Trust Energy AlphaDEX Fund stock for Q1 2016, up 1,052% quarter-over-quarter.
  • 40 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2016 and 8 closed out, a net change of +32 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2016 was First Trust Advisors, an estimated $591M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2016 was Crosspoint Capital Strategies, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2016.