First Heartland Consultants’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-20,892	Closed	-$327K	–	388
2023 Q2	$327K	Buy	20,892 +2,321	+12%	+$35.4K	0.04%	268
2023 Q1	$288K	Sell	18,571 -2,140	-10%	-$35.1K	0.04%	280
2022 Q4	$354K	Buy	+20,711	New	+$371K	0.06%	253
2016 Q4	–	Sell	-12,752	Closed	-$197K	–	334
2016 Q3	$197K	Sell	12,752 -9,743	-43%	-$144K	0.06%	306
2016 Q2	$335	Buy	22,495 +6,508	+41%	+$97K	0.04%	206
2016 Q1	$226K	Buy	+15,987	New	+$202K	0.09%	231
2014 Q4	–	Sell	-57,183	Closed	-$1.48M	–	256
2014 Q3	$1.48M	Sell	57,183 -1,047	-2%	-$29.4K	0.65%	40
2014 Q2	$1.71M	Buy	58,230 +2,199	+4%	+$60.5K	0.77%	33
2014 Q1	$1.47M	Sell	56,031 -2,263	-4%	-$56.2K	0.72%	32
2013 Q4	$1.47M	Buy	+58,294	New	+$1.43M	0.83%	29
2013 Q3	–	Sell	-4,999	Closed	-$108K	–	272
2013 Q2	$108K	Buy	+4,999	New	+$110K	0.06%	227