National Planning Corporation’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

National Planning Corporation’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-20,938	Closed	-$317K	–	752
2017 Q1	$317K	Buy	20,938 +8,132	+64%	+$129K	0.02%	503
2016 Q4	$206K	Sell	12,806 -679	-5%	-$10.7K	0.02%	620
2016 Q3	$193K	Sell	13,485 -1,143	-8%	-$16.9K	0.02%	591
2016 Q2	$206K	Sell	14,628 -4,173	-22%	-$62.2K	0.02%	599
2016 Q1	$278K	Buy	+18,801	New	+$238K	0.02%	484
2015 Q1	–	Sell	-3,900	Closed	-$75.9K	–	1171
2014 Q4	$75.9K	Buy	+3,900	New	+$88.5K	0.01%	1049

Other funds holding FXN

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

National Planning Corporation's FXN Position: Q2 2017 in Review

National Planning Corporation sold out of First Trust Energy AlphaDEX Fund (FXN) in Q2 2017, closing a stake of 20,938 shares — an estimated $317K sold.

National Planning Corporation first reported a position in FXN in Q4 2014 and held it in 6 quarters. The position peaked at $317K in Q1 2017. 78 funds tracked by Wall St. Rank hold FXN as of Q2 2017.

National Planning Corporation reported no remaining First Trust Energy AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
National Planning Corporation sold 20,938 First Trust Energy AlphaDEX Fund shares in Q2 2017, an estimated $317K.
National Planning Corporation first reported a position in First Trust Energy AlphaDEX Fund in Q4 2014 and held it in 6 quarters.
National Planning Corporation's First Trust Energy AlphaDEX Fund position peaked at $317K in Q1 2017.
78 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q2 2017.

Based on National Planning Corporation's 13F filing for Q2 2017, filed 2 Aug 2017.