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First Trust Energy AlphaDEX Fund

84 hedge funds and large institutions have $291M invested in First Trust Energy AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 38 increasing their positions, 20 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 20

23% more capital invested

Capital invested by funds: $235M → $291M (+$55.1M)

5.7% more ownership

Funds ownership: 59.35%65.05% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less funds holding

Funds holding: 8884 (-4)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

Holders
84
Holders Change
-4
Holders Change %
-4.55%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
16
Increased
38
Reduced
20
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$1.27M +$145K +8,593 +13%
BCM
27
Breiter Capital Management
Florida
$1.22M -$12.9K -760 -1%
AA
28
Advisory Alpha
Michigan
$1.17M +$1.32M +77,771 +4,238%
KWM
29
Kingsview Wealth Management
Oregon
$1.15M +$77.8K +4,603 +8%
Goldman Sachs
30
Goldman Sachs
New York
$1.12M +$1.08M +63,802 New
FAAS
31
First Allied Advisory Services
California
$1.02M +$429K +25,367 +79%
HCIA
32
Hochman Cole Investment Advisors
Illinois
$900K
MML Investors Services
33
MML Investors Services
Massachusetts
$846K -$206K -12,175 -20%
WSTAM
34
Wilbanks Smith & Thomas Asset Management
Virginia
$836K +$808K +47,779 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$825K +$317K +18,737 +66%
QCIG
36
Quad-Cities Investment Group
Iowa
$800K +$91.5K +5,414 +13%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$669K -$4.51K -267 -0.7%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$623K +$138K +8,154 +30%
RPG
39
Risk Paradigm Group
Texas
$580K -$2.25K -133 -0.4%
BTS
40
BB&T Securities
Virginia
$539K -$42.7K -2,528 -8%
SAM
41
SignalPoint Asset Management
Missouri
$492K -$5.92K -350 -1%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$459K -$299K -17,695 -40%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$448K -$1.66M -98,271 -79%
BFG
44
Barber Financial Group
Kansas
$437K +$422K +24,949 New
DADC
45
D.A. Davidson & Co
Montana
$424K +$45.2K +2,675 +12%
PFS
46
Prospera Financial Services
Texas
$400K -$157K -9,263 -29%
PAG
47
Private Advisor Group
New Jersey
$380K +$173K +10,214 +89%
SWP
48
Stratos Wealth Partners
Ohio
$371K +$40.9K +2,418 +13%
BRWA
49
B. Riley Wealth Advisors
Florida
$339K -$190K -11,256 -37%
SG
50
StoneX Group
New York
$330K +$63.9K +3,781 +25%