B. Riley Wealth Advisors’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-43,638	Closed	-$794K	–	1328
2024 Q2	$794K	Sell	43,638 -1,883	-4%	-$35K	0.02%	618
2024 Q1	$793K	Sell	45,521 -5,167	-10%	-$87.3K	0.02%	601
2023 Q4	$846K	Buy	50,688 +5,167	+11%	+$88K	0.02%	585
2023 Q3	$793K	Buy	45,521 +1,290	+3%	+$22.1K	0.02%	601
2023 Q2	$692K	Sell	44,231 -1,336	-3%	-$20.4K	0.02%	716
2023 Q1	$707K	Sell	45,567 -1,633	-3%	-$26.8K	0.02%	673
2022 Q4	$807K	Sell	47,200 -81	-0.2%	-$1.45K	0.02%	610
2022 Q3	$739K	Buy	47,281 +9,086	+24%	+$148K	0.02%	615
2022 Q2	$564K	Buy	38,195 +659	+2%	+$10.7K	0.02%	608
2022 Q1	$598K	Buy	37,536 +18,848	+101%	+$266K	0.02%	667
2021 Q4	$223K	Buy	18,688 +7,341	+65%	+$90.8K	0.01%	1223
2021 Q3	$131K	Buy	11,347 +896	+9%	+$9.47K	﹤0.01%	1304
2021 Q2	$120K	Buy	+10,451	New	+$111K	﹤0.01%	1293
2019 Q1	–	Sell	-21,561	Closed	-$249K	–	756
2018 Q4	$249K	Buy	21,561 +2,214	+11%	+$32.4K	0.04%	502
2018 Q3	$339K	Sell	19,347 -11,256	-37%	-$190K	0.04%	455
2018 Q2	$518K	Sell	30,603 -378	-1%	-$6.11K	0.07%	315
2018 Q1	$446K	Sell	30,981 -10	-0%	-$147	0.06%	340
2017 Q4	$481K	Buy	+30,991	New	+$449K	0.07%	320
2017 Q3	–	Sell	-29,331	Closed	-$391K	–	557
2017 Q2	$391K	Buy	29,331 +6	+0%	+$84	0.07%	307
2017 Q1	$443K	Sell	29,325 -559	-2%	-$8.84K	0.09%	257
2016 Q4	$494K	Buy	+29,884	New	+$469K	0.1%	231
2015 Q1	–	Sell	-2,140	Closed	-$45	–	1093
2014 Q4	$45	Buy	+2,140	New	+$48.5K	﹤0.01%	2142
2014 Q3	–	Sell	-2,570	Closed	-$75.3K	–	1111
2014 Q2	$75.3K	Buy	+2,570	New	+$70.7K	0.02%	846