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First Trust Energy AlphaDEX Fund

78 hedge funds and large institutions have $99.2M invested in First Trust Energy AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 23 increasing their positions, 25 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.4% more ownership

Funds ownership: 48%48.4% (+0.4%)

0% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 16

8% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 25

1% less funds holding

Funds holding: 7978 (-1)

12% less capital invested

Capital invested by funds: $112M → $99.2M (-$13.1M)

Holders
78
Holders Change
-1
Holders Change %
-1.27%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
23
Reduced
25
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$446K -$147 -10 -0%
BTS
27
BB&T Securities
Virginia
$444K +$11.1K +756 +3%
SAM
28
SignalPoint Asset Management
Missouri
$441K -$21.4K -1,453 -5%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$420K +$32.9K +2,235 +8%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$407K -$78.8K -5,350 -16%
KWM
31
Kingsview Wealth Management
Oregon
$388K +$398K +27,022 New
QCIG
32
Quad-Cities Investment Group
Iowa
$366K +$374K +25,400 New
FAAS
33
First Allied Advisory Services
California
$343K +$174K +11,802 +100%
TSS
34
Two Sigma Securities
New York
$319K +$327K +22,229 New
RIA
35
Regal Investment Advisors
Michigan
$309K -$140K -9,497 -31%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$278K -$408K -27,718 -59%
Stifel Financial
37
Stifel Financial
Missouri
$273K -$171K -11,635 -38%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$259K -$561K -38,101 -70%
SWP
39
Stratos Wealth Partners
Ohio
$256K -$1.68K -114 -0.6%
DADC
40
D.A. Davidson & Co
Montana
$248K +$254K +17,253 New
RCAG
41
Rehmann Capital Advisory Group
Michigan
$228K
Citigroup
42
Citigroup
New York
$224K +$33.5K +2,271 +17%
PAG
43
Private Advisor Group
New Jersey
$219K +$57.6K +3,910 +34%
CC
44
Cedar Capital
Illinois
$216K +$221K +15,003 New
Citadel Advisors
45
Citadel Advisors
Florida
$211K +$216K +14,657 New
SCA
46
Snowden Capital Advisors
New York
$153K +$157K +10,635 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$127K -$37.9K -2,575 -23%
IA
48
IFP Advisors
Florida
$104K
CAPTRUST Financial Advisors
49
CAPTRUST Financial Advisors
North Carolina
$98K -$47.5K -3,225 -32%
CDIA
50
Capital Directions Investment Advisors
Georgia
$93K

FXN Hedge Fund Activity: Q1 2018 in Review

78 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2018, worth a combined $99.2M — down 12% from $112M a quarter earlier.

Fund positioning in FXN was balanced in Q1 2018: 16 funds opened new positions, 16 closed out, 23 added to existing stakes and 25 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $4.56M. The largest seller was Wells Fargo, cutting an estimated $3.78M.

  • 78 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2018, down from 79 in Q4 2017.
  • Funds reported $99.2M of First Trust Energy AlphaDEX Fund stock for Q1 2018, down 12% quarter-over-quarter.
  • 16 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2018 and 16 closed out, a net change of 0 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2018 was Shamrock Asset Management, an estimated $4.56M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2018 was Wells Fargo, an estimated $3.78M sold.

Based on aggregated 13F filings for Q1 2018.