FXN icon

First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

62 hedge funds and large institutions have $307M invested in First Trust Energy AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+2
Holders Change %
+3.33%
% of All Funds
1.8%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.06%
New
14
Increased
22
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
Shamrock Asset Management
Texas
$25.3M
2
HA
Hays Advisory
Tennessee
$19.5M
3
Jane Street
Jane Street
New York
$10.2M
4
Bank of America
Bank of America
North Carolina
$89.1M
5
CS
Credit Suisse
Switzerland
$9.22M

Top Sellers

1
FSIM
F-Squared Investment Management
Massachusetts
$476K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.33M
3
BTS
BB&T Securities
Virginia
$3.71M
4
PPA
Parametric Portfolio Associates
Washington
$0
5
BFA
Beaumont Financial Advisors
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RIA
26
Regal Investment Advisors
Michigan
$1.24M +$16.3K +632 +1%
JG
27
Jefferies Group
New York
$809K +$809K +31,300 New
VAM
28
Visionary Asset Management
Texas
$753K +$753K +29,121 New
BRWM
29
B. Riley Wealth Management
Tennessee
$727K -$942K -36,475 -56%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$675K -$5.27M -204,157 -89%
Citadel Advisors
31
Citadel Advisors
Florida
$658K +$658K +25,433 New
SI
32
Stephens Inc
Arkansas
$647K +$454K +17,559 +236%
PI
33
Placemark Investments
Illinois
$621K -$7.99M -308,723 -93%
AIG
34
American International Group
New York
$612K +$243K +9,397 +66%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$574K -$248K -9,598 -30%
Ameriprise
36
Ameriprise
Minnesota
$569K +$23.1K +896 +4%
FSIM
37
F-Squared Investment Management
Massachusetts
$476K -$195M -7,549,619 -100%
CAN
38
Cetera Advisor Networks
California
$369K +$15.7K +605 +4%
ICOA
39
Investment Centers of America
North Dakota
$337K +$99.7K +3,845 +42%
IH
40
IFC Holdings
Florida
$292K +$8.68K +335 +3%
PFS
41
Prospera Financial Services
Texas
$283K -$64.9K -2,514 -19%
FIM
42
Freedom Investment Management
Connecticut
$279K +$29.1K +1,124 +12%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$259K -$19.3K -749 -7%
Millennium Management
44
Millennium Management
New York
$240K -$9.7K -376 -4%
WEC
45
Winslow Evans & Crocker
Massachusetts
$124K +$1.81K +70 +1%
DADC
46
D.A. Davidson & Co
Montana
$118K +$54K +2,095 +84%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$113K +$17K +655 +18%
Citigroup
48
Citigroup
New York
$95K +$48.1K +1,849 +102%
IPC
49
Independent Portfolio Consultants
Florida
$91K +$91K +3,530 New
MAS
50
Madden Advisory Services
Florida
$83K – – –
1
2
3